Franklin C. Sullivan

OPENARC CORPORATE ADVISORY

ATLANTA, GA 30326

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CRD#: 7687471

Professional summary

Franklin Clarke Sullivan, who also goes by Clarke Sullivan, is a registered financial advisor currently at OPENARC CORPORATE ADVISORY, LLC located in Atlanta, Georgia.

Franklin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Franklin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clarke Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Franklin Clarke Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2026 - Present

OPENARC CORPORATE ADVISORY, LLC

Office #1: 3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326

RIA

CRD#: 336837

ATLANTA, GA

Past

July 29, 2023 - January 6, 2026

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

Atlanta, GA

Past

April 3, 2023 - January 6, 2026

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

Atlanta, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPENARC CORPORATE ADVISORY, LLC

1330 ADVISORS | OPENARC CORPORATE ADVISORY, LLC | 1330 ADVISORS, LLC

CRD#: 336837 / SEC#: 801-133754

RIA

Registered Investment Advisory firm - (7/8/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/29/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/3/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/23/2022

Securities Industry Essentials Examination

Current Firm

OPENARC CORPORATE ADVISORY, LLC

1330 ADVISORS | OPENARC CORPORATE ADVISORY, LLC | 1330 ADVISORS, LLC

CRD#: 336837 / SEC#: 801-133754

RIA

Registered Investment Advisory firm - (7/8/2025 Approved)

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Contact information

Main Address

3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326

Mailing Address

Phone number

(844) 648-6001

Established

Firm type

Fiscal year end

# of Employees

140

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

1330 ADVISORS ADV PART 2A (10/2/2025)

Regulatory assets under management

Total Number of Accounts	492
AUM (Assets Under Management)	$ 443,705,451

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Franklin C. Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Franklin Clarke Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPENARC CORPORATE ADVISORY, LLC

VOYA INVESTMENT MANAGEMENT CO. LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

Primary Firm SEC Registration

OPENARC CORPORATE ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/29/2023

Series 7TO

Date: 4/3/2023

SIE

Date: 8/23/2022

Current Firm

OPENARC CORPORATE ADVISORY, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPENARC CORPORATE ADVISORY, LLC

TRUST BUT VERIFY

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