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AL

Audrey R. Levine

MODERN PRIVATE EQUITY PARTNERS
Spencer, TN 38585
Some features on this profile are disabled
CRD#: 7687224
AL

Professional summary

Audrey Rose Levine is a registered financial professional currently at MODERN PRIVATE EQUITY PARTNERS, LLC located in Spencer, Tennessee and TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLC located in Ft Mill, South Carolina.

Audrey is registered as a RR (Registered Representative) and started their career in finance in 2023. Audrey has worked at 2 firms and has passed the Series 63, Series 7TO, Series 82TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Audrey Rose Levine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 22, 2023 - Present

MODERN PRIVATE EQUITY PARTNERS, LLC

Office #1: 2847 Long Branch Road, Spencer, TN 38585
BD
CRD#: 326206
Spencer, TN
Current

February 5, 2025 - Present

TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLC

Office #2: 208 Potters Bluff Drive Apt 203, Panama City Beach, FL 32407
BD
CRD#: 316822
Ft Mill, SC
Past

September 18, 2023 - October 6, 2023

TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLC

BD
CRD#: 316822
PANAMA CITY BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/3/2025)
RR
Tennessee
(1/11/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/3/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/30/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 9/16/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 6/15/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/19/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLC
TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLC

CRD#: 316822 / SEC#: , 8-70811

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
208 Potters Bluff Drive Apt 203, Panama City Beach, FL 32407
Mailing Address
208 Potters Bluff Drive Apt 203, Panama City Beach, FL 32407
Phone number
(732) 535-4191
Established
New York since 08/24/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TRADE CAPITAL HOLDING (TCH) LTDOWNER
BENDER, STEVEN CHRISTOPHERFINOP/CFO2650187
LEVINE, AUDREY ROSECCO7687224
PSOMAS, GEORGECEO4847166

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLC

CRD#: 316822Spencer, TN 38585

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