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JN

James A. Nutkis

Some features on this profile are disabled
CRD#: 7686699
JN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Aaron Nutkis was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2024. James had worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 30, 2024 - May 9, 2025

ONQIX SECURITIES LLC

BD
CRD#: 324321
FRISCO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/1/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/6/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/7/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/21/2023
General Securities Principal Examination

Current Firm

OS
ONQIX SECURITIES LLC
ONQIX LLC | ONQIX SECURITIES LLC

CRD#: 324321 / SEC#: , 8-71043

BD
Terminated by SEC on 05/10/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 07/19/2023
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ONQIX LLCSHAREHOLDER
NAVEED, HASNAIN NMNFINOP/PFO7004810
NUTKIS, JAMES AARONELECTED MEMBER/CTO7686699
TRIPP, JASON LYNNCEO/CCO4656089

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONQIX SECURITIES LLC

CRD#: 324321

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