Brandon P. Win
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Phyo Win, who also goes by Brandon Win, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2023. Brandon had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2025 - February 17, 2026
CAIRN FINANCIAL GROUP
January 11, 2024 - January 22, 2025
WEALTH HOUSE CAPITAL INC.
June 29, 2023 - August 30, 2024
LANDOLT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/20/2023
General Securities Representative ExaminationCurrent Firm
CAIRN FINANCIAL GROUP
CRD#: 299889 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 613 |
| AUM (Assets Under Management) | $ 62,734,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/13/2026 | ||
| 03/29/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
