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LR

Lars N. Rimmereid

PARETO SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 7685991
LR

Professional summary

Lars Nicolai Rimmereid, who also goes by Nicolai Rimmereid, is a registered financial professional currently at PARETO SECURITIES INC. located in New York, New York.

Lars is registered as a RR (Registered Representative) and started their career in finance in 2023. Lars has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nicolai Rimmereid

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lars Nicolai Rimmereid's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 15, 2023 - Present

PARETO SECURITIES INC.

Office #1: 150 East 52nd Street 29th Floor, New York, NY 10022
BD
CRD#: 44734
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/3/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 3/3/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/15/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/11/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PARETO SECURITIES INC.
NORDIC PARTNERS INC. | PARETO SECURITIES, INC. | PARETO SECURITIES USA | PARETO SECURITIES INC.

CRD#: 44734 / SEC#: , 8-50796

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
150 East 52nd Street 29th Floor, New York, NY 10022
Mailing Address
150 East 52nd Street 29th Floor, New York, NY 10022
Phone number
(212) 829-4200
Established
Delaware since 10/03/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PARETO SECURITIES ASSTOCKHOLDER
ALFHEIM, NIKLAS REINHOLDHEAD OF FIXED INCOME SALES7593087
DUHONJ, BORJAN NMNHEAD OF EQUITY SALES & TRADING6869523
HAAVALDSEN, EIRIK NMNDIRECTOR7644368
JOMAAS, CHRISTIAN NMNDIRECTOR7182355
MILLER, ANDREW DAVIDFINOP5106774
SPAVENTA, ANTONELLA NMNCEO, POO & CHIEF COMPLIANCE OFFICER4441100
ULLNER, KARL HENRIKREGISTERED PRINCIPAL2860967

Disclosures

Regulatory Event1
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARETO SECURITIES INC.

CRD#: 44734New York, NY 10022

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