Mark R. Chamberlain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Robert Chamberlain was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2023 - July 17, 2024
ANNUITY RESEARCH & CONSULTING
July 27, 2000 - June 23, 2009
BLACKROCK FUND ADVISORS
April 20, 2000 - June 23, 2009
BLACKROCK EXECUTION SERVICES
October 20, 1993 - March 28, 1995
KA ASSOCIATES, LLC
September 8, 1992 - November 28, 1994
KAYNE, ANDERSON & CO., INC.
June 26, 1990 - May 26, 1992
ALLIANCEBERNSTEIN INVESTMENTS, INC.
June 25, 1986 - June 7, 1990
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ANNUITY RESEARCH & CONSULTING
CRD#: 315204 / SEC#:
Contact information
Red Flags
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