Dylan J. Fernandez

NORTHERN CAPITAL SECURITIES

North Andover, MA 01845

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CRD#: 7684616

Professional summary

Dylan Jacob Fernandez is a registered financial advisor currently at NORTHERN CAPITAL SECURITIES CORPORATION located in North Andover, Massachusetts.

Dylan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Dylan has worked at 1 firm and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Merrimack College, Not investment-related, 315 Turnpike Street, North Andover, MA 01845, Assist students with the use of Bloomberg terminals, Lab Assistant, Start Jan 2022, 20 hours per month, zero hours during securities trading hours, duties are to assist students with use of Bloomberg terminal.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dylan Jacob Fernandez's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Dylan Jacob Fernandez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2023 - Present

NORTHERN CAPITAL SECURITIES CORPORATION

Office #1: 50 High Street 4th Floor, North Andover, MA 01845

RIA

CRD#: 40659

North Andover, MA

Current

February 6, 2023 - Present

NORTHERN CAPITAL SECURITIES CORPORATION

Office #1: 50 High Street 4th Floor, North Andover, MA 01845

RIA

CRD#: 40659

North Andover, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(2/27/2023)

IAR

Massachusetts
(2/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/25/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/4/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/12/2021

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 4/2/2025

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NORTHERN CAPITAL SECURITIES CORPORATION

NORTHERN CAPITAL SECURITIES CORPORATION | SCOTT, STARR SECURITIES, INC.

CRD#: 40659 / SEC#: , 8-49130

Massachusetts

Registered Investment Advisory firm - SEC (2/6/2017 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

50 High Street 4th Floor, North Andover, MA 01845

Mailing Address

50 High Street 4th Floor, North Andover, MA 01845

Phone number

(978) 289-1000

Established

Massachusetts since 02/16/1996

Firm type

Corporation

Fiscal year end

October

Firm Size

Small

# of Employees

FINRA licenses (25 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
OLDAKER, DAVID GRANT	CHIEF EXECUTIVE OFFICER	2606043
OLDAKER, DAVID GRANT	CHIEF COMPLIANCE OFFICER	2606043
RYE, STEPHEN GILBERT	PRESIDENT	2127156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dylan J. Fernandez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dylan Jacob Fernandez's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Dylan Jacob Fernandez's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN CAPITAL SECURITIES CORPORATION

NORTHERN CAPITAL SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 2/25/2023

Series 7TO

Date: 2/4/2023

SIE

Date: 11/12/2021

Series 24

Date: 4/2/2025

FINRA

Current Firm

NORTHERN CAPITAL SECURITIES CORPORATION

Contact information

FINRA licenses (25 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NORTHERN CAPITAL SECURITIES CORPORATION

TRUST BUT VERIFY

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