RD
Ryan M. Derousseau
UNITED FINANCIAL PLANNING GROUP LLC
HUNTINGTON STATION, NY
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CRD#: 7684477
RD
Professional summary
Ryan Michael Derousseau is a registered financial advisor currently at UNITED FINANCIAL PLANNING GROUP LLC located in Huntington Station, New York.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Ryan has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Thinking Cap, LLC not investment-related private residence in Huntington Station, NY Coaching, Business Advising, and Marketing Director, Sole Member 12/19/2022 20 hours per month all hours during trading Conduct marketing efforts and provide business advising related to therapy practice income growth. RMD Media, Inc. not investment-related private residence in Huntington Station, NY writing Founder, Director, Writer Full-time self-employed since October 2014, incorporated in 2016 Half my monthly working time Half of my monthly working time during securities trading I'm a writer, working with journalistic and non-journalistic organizations on topics related to personal finance, enterprise solutions, or other general topics.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Michael Derousseau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2023 - Present
UNITED FINANCIAL PLANNING GROUP LLC
RIA
CRD#: 149843
HUNTINGTON STATION, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UNITED FINANCIAL PLANNING GROUP LLC
THINKING CAP FINANCIAL | UNITED FINANCIAL PLANNING GROUP LLC
CRD#: 149843 / SEC#: 801-113324
RIA
Registered Investment Advisory firm - (5/28/2018 Approved)New York
Registered Investment Advisory firm - (6/5/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(1/17/2023)
Exams
Current Firm
UNITED FINANCIAL PLANNING GROUP LLC
THINKING CAP FINANCIAL | UNITED FINANCIAL PLANNING GROUP LLC
CRD#: 149843 / SEC#: 801-113324
RIA
Registered Investment Advisory firm - (5/28/2018 Approved)New York
Registered Investment Advisory firm - (6/5/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
350 Motor Parkway Suite 300, Hauppauge, NY 11788-2981
Mailing Address
Phone number
(631) 234-0871
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 190 |
| AUM (Assets Under Management) | $ 305,377,680 |
Red Flags
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