Javier A. Rivas Ghersi

GOLDMAN SACHS & CO. LLC

Houston, TX 77002

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CRD#: 7684381

Professional summary

Javier Alejandro Rivas Ghersi, who also goes by Javier Alejandro Rivasghersi, is a registered financial professional currently at GOLDMAN SACHS & CO. LLC located in Houston, Texas.

Javier is registered as a RR (Registered Representative) and started their career in finance in 2023. Javier has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Javier Alejandro Rivasghersi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Javier Alejandro Rivas Ghersi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2026 - Present

GOLDMAN SACHS & CO. LLC

Office #1: 609 Main Street Suite 2100, Houston, TX 77002

RIA

CRD#: 361

Houston, TX

Past

March 17, 2023 - December 31, 2024

PFS INVESTMENTS INC.

CRD#: 10111

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS & CO. LLC | MARCUS INVEST OFFERING OF GOLDMAN SACHS & CO. LLC | GOLDMAN, SACHS & CO. | GOLDMAN SACHS ASSET MANAGEMENT ("GSAM")

CRD#: 361 / SEC#: 801-16048, 8-129

RIA

Registered Investment Advisory firm - SEC (5/13/1981 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/19/2026)

Alaska
(2/19/2026)

Arizona
(2/19/2026)

Arkansas
(2/19/2026)

California
(2/19/2026)

Colorado
(2/19/2026)

Connecticut
(2/19/2026)

Delaware
(2/19/2026)

District of Columbia
(2/19/2026)

Florida
(2/19/2026)

Georgia
(2/19/2026)

Hawaii
(2/19/2026)

Idaho
(2/19/2026)

Illinois
(2/19/2026)

Indiana
(2/19/2026)

Iowa
(2/19/2026)

Kansas
(2/19/2026)

Kentucky
(2/19/2026)

Louisiana
(2/19/2026)

Maine
(2/19/2026)

Maryland
(2/19/2026)

Massachusetts
(2/19/2026)

Michigan
(2/19/2026)

Minnesota
(2/19/2026)

Mississippi
(2/19/2026)

Missouri
(2/19/2026)

Montana
(2/19/2026)

Nebraska
(2/19/2026)

Nevada
(2/19/2026)

New Hampshire
(2/19/2026)

New Jersey
(2/19/2026)

New Mexico
(2/19/2026)

New York
(2/19/2026)

North Carolina
(2/19/2026)

North Dakota
(2/19/2026)

Ohio
(2/20/2026)

Oklahoma
(2/19/2026)

Oregon
(2/19/2026)

Pennsylvania
(2/19/2026)

Puerto Rico
(2/19/2026)

Rhode Island
(2/19/2026)

South Carolina
(2/19/2026)

South Dakota
(2/19/2026)

Tennessee
(2/19/2026)

Texas
(2/19/2026)

Utah
(2/19/2026)

Vermont
(2/19/2026)

Virgin Islands
(2/19/2026)

Virginia
(2/19/2026)

Washington
(2/19/2026)

West Virginia
(2/19/2026)

Wisconsin
(2/19/2026)

Wyoming
(2/19/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/29/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 3/17/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 12/20/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS & CO. LLC | MARCUS INVEST OFFERING OF GOLDMAN SACHS & CO. LLC | GOLDMAN, SACHS & CO. | GOLDMAN SACHS ASSET MANAGEMENT ("GSAM")

CRD#: 361 / SEC#: 801-16048, 8-129

RIA

Registered Investment Advisory firm - SEC (5/13/1981 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

200 West Street, New York, NY 10282

Mailing Address

111 South Main Street, Salt Lake City, UT 84111

Phone number

(212) 902-1000

Established

New York since 01/03/1927

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

3,704

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

GOLDMAN SACHS & CO. LLC FORM ADV, PART 2A - THIRD PARTY DISTRIBUTION (6/25/2025)

GOLDMAN SACHS & CO. LLC FORM ADV, PART 2A - MANAGED ACCOUNT STRATEGIES (6/4/2025)

GOLDMAN SACHS & CO. LLC FORM ADV, PART 2A - PRIVATE WEALTH MANAGEMENT (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
THE GOLDMAN SACHS GROUP, INC.	CLASS A MEMBER
COLEMAN, DENIS PATRICK III	MANAGING DIRECTOR, MANAGER	2782373
DOYLE, BRIAN RICHARD	MANAGING DIRECTOR, CFO	6003685
GREEFF, BRIAN MICHAEL	CO-PRINCIPAL OPERATIONS OFFICER	4273392
MATTHIAS, THOMAS FAIRBANKS	CHIEF COMPLIANCE OFFICER	2872690
MCCASKILL, MARK	MANAGING DIRECTOR, PRINCIPAL OPERATIONS OFFICER	3272131
RUEMMLER, KATHRYN HELEN	MANAGING DIRECTOR, CLO, MANAGER	7250761
SOLOMON, DAVID MICHAEL	MANAGING DIRECTOR, MANAGER	1616414
VENEZIA, CARMINE ANTHONY	CHIEF COMPLIANCE OFFICER	4117304
WALDRON, JOHN EDWARD	MANAGING DIRECTOR, CEO, MANAGER	2569337

Regulatory assets under management

Total Number of Accounts	41,782
AUM (Assets Under Management)	$ 114,897,715,726

Disclosures

Regulatory Event	409
Civil Event	4
Arbitration	20

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
09/25/2024	Cover Page	Report
11/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Javier A. Rivas Ghersi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Javier Alejandro Rivas Ghersi's CRS (Customer Relationship Summary).

Certified licenses

Experience

PFS INVESTMENTS INC.

Primary Firm SEC Registration

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/29/2023

Series 6TO

Date: 3/17/2023

SIE

Date: 12/20/2022

FINRA

Current Firm

GOLDMAN SACHS & CO. LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

GOLDMAN SACHS & CO. LLC

TRUST BUT VERIFY

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