Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

AdvisorLive

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's AdvisorLive helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

MR

Michael J Rottier

ETF MODEL SOLUTIONS

APPLETON, WI

·CRD# 7684214·4 years experience

Professional Summary

Michael J Rottier is a registered financial advisor currently at ETF MODEL SOLUTIONS, LLC located in Appleton, Wisconsin and ENDOWMENT WEALTH MANAGEMENT, INC. located in Appleton, Wisconsin. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Michael has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

MACQUARIE CAPITAL (USA) INC.

HOUSTON, TX · CRD#

James Robert Daoust JR

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

SOUND INCOME STRATEGIES, LLC

Staunton, VA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

MACQUARIE CAPITAL (USA) INC.

HOUSTON, TX · CRD#

James Robert Daoust JR

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

SOUND INCOME STRATEGIES, LLC

Staunton, VA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

MACQUARIE CAPITAL (USA) INC.

HOUSTON, TX · CRD#

James Robert Daoust JR

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

SOUND INCOME STRATEGIES, LLC

Staunton, VA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

MACQUARIE CAPITAL (USA) INC.

HOUSTON, TX · CRD#

James Robert Daoust JR

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

SOUND INCOME STRATEGIES, LLC

Staunton, VA · CRD#

Years of Experience

4 years in the financial services industry

Current & Past Employments

ETF MODEL SOLUTIONS, LLC·CRD# 168410

RIA

W6272 Communication Court, Appleton, WI 54914-8531

January 11, 2023 - Present

ENDOWMENT WEALTH MANAGEMENT, INC.·CRD# 108652

RIA

W6272 Communication Court, Appleton, WI 54914-8531

January 11, 2023 - Present

Similar Advisors

MACQUARIE CAPITAL (USA) INC.

HOUSTON, TX · CRD#

James Robert Daoust JR

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

SOUND INCOME STRATEGIES, LLC

Staunton, VA · CRD#

Current Firm

ENDOWMENT WEALTH MANAGEMENT, INC.

ENDOWMENT WEALTH MANAGEMENT, INC.

CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.

CRD#: 108652 / SEC#: 801-112413

RIA

Registered Investment Advisory firm - SEC (2/8/2018 Approved)

Illinois

Registered Investment Advisory firm - Illinois (2/23/2018 Terminated)

Minnesota

Registered Investment Advisory firm - Minnesota (12/16/2015 Terminated)

Texas

Registered Investment Advisory firm - Texas (2/26/2018 Terminated)

Wisconsin

Registered Investment Advisory firm - Wisconsin (2/27/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

W6272 Communication Court, Appleton, WI 54914-8531

Phone Number

(920) 785-6010

# of Employees

14

SEC notice filing (12 States and Territories)

Registered to provide investment advisory services in 12 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ENDOWMENT WEALTH MANAGEMENT, INC. ADV BROCHURE (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,057

AUM (Assets Under Management)

$609,222,636

Similar Advisors

MACQUARIE CAPITAL (USA) INC.

HOUSTON, TX · CRD#

James Robert Daoust JR

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

SOUND INCOME STRATEGIES, LLC

Staunton, VA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

6/13/2022 TO PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT- RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. ROTTIER'S TITLE AT EWM IS WEALTH ANALYST. MR. ROTTIER POSITION IS AN INVESTMENT ADVISOR REPRESENTATIVE WITH EWM. MR. ROTTIER DEVOTES APROXIMATELY 80 HOURS PER MONTH TO HIS ROLE WITH EWM, ABOUT 70 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. ROTTIER CONDUCTS FINANCIAL PLANNING AND INVESTMENT ADVISORY ACTIVITIES IN HIS ROLE AT EWM. 06/2022 TO PRESENT: ETF MODEL SOLUTIONS, LLC. ("ETFMS"). ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. ROTTIER'S TITLE AT ETFMS IS ANALYST. MR. ROTTIER IS AN INVESTMENT ADVISOR REPRESENTATIVE WITH ETFMS. MR. ROTTIER DEVOTES APPROXIMATELY 80 HOURS PER MONTH TO HIS ROLE WITH ETFMS, MOST OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR ROTTIER CONDUCTS FINANCIAL PLANNING AND INVESTMENT ADVISORY SERVICES ACTIVITIES IN HIS ROLE AT ETFMS

Similar Advisors

MACQUARIE CAPITAL (USA) INC.

HOUSTON, TX · CRD#

James Robert Daoust JR

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

SOUND INCOME STRATEGIES, LLC

Staunton, VA · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENDOWMENT WEALTH MANAGEMENT, INC.

ENDOWMENT WEALTH MANAGEMENT, INC.

CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.

CRD#: 108652 / SEC#: 801-112413

RIA

Registered Investment Advisory firm - SEC (2/8/2018 Approved)

Illinois

Registered Investment Advisory firm - Illinois (2/23/2018 Terminated)

Minnesota

Registered Investment Advisory firm - Minnesota (12/16/2015 Terminated)

Texas

Registered Investment Advisory firm - Texas (2/26/2018 Terminated)

Wisconsin

Registered Investment Advisory firm - Wisconsin (2/27/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Wisconsin
(1/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2022About the Series 65 exam

Similar Advisors

MACQUARIE CAPITAL (USA) INC.

HOUSTON, TX · CRD#

James Robert Daoust JR

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

SOUND INCOME STRATEGIES, LLC

Staunton, VA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Michael J Rottier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

MACQUARIE CAPITAL (USA) INC.

HOUSTON, TX · CRD#

James Robert Daoust JR

OSAIC WEALTH, INC.

SCOTTSDALE, AZ · CRD#

Sean David Merlonghi

DAKOTA WEALTH, LLC

LEWES, DE · CRD#

SOUND INCOME STRATEGIES, LLC

Staunton, VA · CRD#

MR

Follow Michael

Get alerted to job moves, licensing changes, and new disclosures

Free — no card required