MR
Michael J. Rottier
ETF MODEL SOLUTIONS
APPLETON, WI 54914-8531
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CRD#: 7684214
MR
Professional summary
Michael J Rottier is a registered financial advisor currently at ETF MODEL SOLUTIONS, LLC located in Appleton, Wisconsin and ENDOWMENT WEALTH MANAGEMENT, INC. located in Appleton, Wisconsin.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Michael has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
6/13/2022 TO PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT- RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. ROTTIER'S TITLE AT EWM IS WEALTH ANALYST. MR. ROTTIER POSITION IS AN INVESTMENT ADVISOR REPRESENTATIVE WITH EWM. MR. ROTTIER DEVOTES APROXIMATELY 80 HOURS PER MONTH TO HIS ROLE WITH EWM, ABOUT 70 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. ROTTIER CONDUCTS FINANCIAL PLANNING AND INVESTMENT ADVISORY ACTIVITIES IN HIS ROLE AT EWM. 06/2022 TO PRESENT: ETF MODEL SOLUTIONS, LLC. ("ETFMS"). ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. ROTTIER'S TITLE AT ETFMS IS ANALYST. MR. ROTTIER IS AN INVESTMENT ADVISOR REPRESENTATIVE WITH ETFMS. MR. ROTTIER DEVOTES APPROXIMATELY 80 HOURS PER MONTH TO HIS ROLE WITH ETFMS, MOST OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR ROTTIER CONDUCTS FINANCIAL PLANNING AND INVESTMENT ADVISORY SERVICES ACTIVITIES IN HIS ROLE AT ETFMS
CRS (Client Relationship Summary) - RIA
Click below to view Michael J Rottier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2023 - Present
ETF MODEL SOLUTIONS, LLC
Office #1: W6272 Communication Court, Appleton, WI 54914-8531RIA
CRD#: 168410
APPLETON, WI
Current
January 11, 2023 - Present
ENDOWMENT WEALTH MANAGEMENT, INC.
Office #1: W6272 Communication Court, Appleton, WI 54914-8531RIA
CRD#: 108652
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ENDOWMENT WEALTH MANAGEMENT, INC.
CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.
CRD#: 108652 / SEC#: 801-112413
RIA
Registered Investment Advisory firm - (2/8/2018 Approved)Illinois
Registered Investment Advisory firm - (2/23/2018 Terminated)Minnesota
Registered Investment Advisory firm - (12/16/2015 Terminated)Texas
Registered Investment Advisory firm - (2/26/2018 Terminated)Wisconsin
Registered Investment Advisory firm - (2/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(1/11/2023)
Current Firm
ENDOWMENT WEALTH MANAGEMENT, INC.
CAPITAL NORTH LTD | ENDOWMENT WEALTH MANAGEMENT, INC.
CRD#: 108652 / SEC#: 801-112413
RIA
Registered Investment Advisory firm - (2/8/2018 Approved)Illinois
Registered Investment Advisory firm - (2/23/2018 Terminated)Minnesota
Registered Investment Advisory firm - (12/16/2015 Terminated)Texas
Registered Investment Advisory firm - (2/26/2018 Terminated)Wisconsin
Registered Investment Advisory firm - (2/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
W6272 Communication Court, Appleton, WI 54914-8531
Mailing Address
Phone number
(920) 785-6010
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,403 |
| AUM (Assets Under Management) | $ 427,600,085 |
Red Flags
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Company Information
ENDOWMENT WEALTH MANAGEMENT, INC.
CRD#: 108652Appleton, WI 54914-8531TRUST BUT VERIFY
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