Jose L. Castillo

WEATHERBY CAPITAL

KANSAS CITY, MO

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CRD#: 7683233

Professional summary

Jose Luis Castillo, who also goes by Jose Castillo, is a registered financial advisor currently at WEATHERBY CAPITAL, LLC located in Kansas City, Missouri.

Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jose has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jose Castillo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WEATHERBY CAPITAL, LLC POSITION: Manager NATURE: Finance and Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 37 START DATE: 07/03/2023 ADDRESS: 9143 NW 86th Court, Kansas City MO 94153, United States DESCRIPTION: As the only member of the LLC, I am responsible for all business decisions. EXPEDITION FINANCIAL SERVICES POSITION: Financial Advisor NATURE: Provide investment advice and product sales to prudential clients. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 10/02/2023 ADDRESS: 11071 Hauser St, Lenexa KS 66210, United States DESCRIPTION: Provide investment advice and product sales to prudential clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Luis Castillo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2024 - Present

WEATHERBY CAPITAL, LLC

RIA

CRD#: 333716

KANSAS CITY, MO

Past

November 14, 2024 - December 10, 2024

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

PARKVILLE, MO

Past

November 14, 2024 - December 10, 2024

LPL ENTERPRISE, LLC

CRD#: 8733

PARKVILLE, MO

Past

July 27, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Parkville, MO

Past

July 14, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

Parkville, MO

Past

April 18, 2023 - July 17, 2023

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

LEAVENWORTH, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(12/3/2024)

IAR

Missouri
(2/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/12/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/18/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/9/2023

Securities Industry Essentials Examination

Current Firm

WEATHERBY CAPITAL, LLC

WEATHERBY CAPITAL | WEATHERBY CAPITAL, LLC

CRD#: 333716 / SEC#:

Kansas

Registered Investment Advisory firm - (12/3/2024 Approved)

Missouri

Registered Investment Advisory firm - (2/7/2025 Approved)

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Contact information

Main Address

Kansas City, MO

Mailing Address

Phone number

(816) 604-9443

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 260,192

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jose L. Castillo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Luis Castillo's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEATHERBY CAPITAL, LLC

LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

FIRST COMMAND BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/12/2023

Series 7TO

Date: 4/18/2023

SIE

Date: 2/9/2023

Current Firm

WEATHERBY CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEATHERBY CAPITAL, LLC

TRUST BUT VERIFY

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