Kelsey Lee Dagle
Professional Summary
Kelsey Lee Dagle, who also goes by Kelsey Lee Kumfer, is a registered financial advisor currently at HOWARD BAILEY SECURITIES, LLC located in Fort Wayne, Indiana. Kelsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Kelsey has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kelsey Lee Kumfer
Similar Advisors
NAVIAN CAPITAL SECURITIES LLC
MORGAN STANLEY
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
INSPIRE ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
NAVIAN CAPITAL SECURITIES LLC
MORGAN STANLEY
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
INSPIRE ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
NAVIAN CAPITAL SECURITIES LLC
MORGAN STANLEY
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
INSPIRE ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
NAVIAN CAPITAL SECURITIES LLC
MORGAN STANLEY
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
INSPIRE ADVISORS, LLC
Years of Experience
3 years in the financial services industry
Current & Past Employments
Similar Advisors
NAVIAN CAPITAL SECURITIES LLC
MORGAN STANLEY
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
INSPIRE ADVISORS, LLC
Current Firm
HOWARD BAILEY FINANCIAL, INC. | HOWARD BAILEY SECURITIES, LLC
Contact Information
Main Address
5916 Covington Rd, Fort Wayne, IN 46804Phone Number
(260) 482-9559# of Employees
46SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,056AUM (Assets Under Management)
$582,792,249Similar Advisors
NAVIAN CAPITAL SECURITIES LLC
MORGAN STANLEY
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
INSPIRE ADVISORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
NAVIAN CAPITAL SECURITIES LLC
MORGAN STANLEY
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
INSPIRE ADVISORS, LLC
Primary Firm SEC Registration
HOWARD BAILEY FINANCIAL, INC. | HOWARD BAILEY SECURITIES, LLC
State Registrations and Notice Filings
(1/9/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
NAVIAN CAPITAL SECURITIES LLC
MORGAN STANLEY
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
INSPIRE ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Kelsey Lee Dagle's CRS (Customer Relationship Summary).
Similar Advisors
NAVIAN CAPITAL SECURITIES LLC
MORGAN STANLEY
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
INSPIRE ADVISORS, LLC
