RJ
Rafael Junqueira Nani
PROXY WEALTH ADVISORS LLC
WINDERMERE, FL 34786
Some features on this profile are disabled
CRD#: 7682353
RJ
Professional summary
Rafael Junqueira Nani, who also goes by Rafael Junqueiranani, is a registered financial advisor currently at PROXY WEALTH ADVISORS LLC located in Windermere, Florida.
Rafael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Rafael has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rafael Junqueiranani
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) The UPS Store 6944 (Newest Business Solutions) - It's a franchise The UPS Store // Description: The UPS store offers shipping, packaging, printing, shredding, notary services and postal services for individual consumers and small businesses. // Business Address: 2582 Maguire Rd, Ocoee, FL 34761 // Duties: Owner - Supervising Manager // Position, Title or Relation: President // Start date 08/2015 // Investment Related: No // Total Hours per month: 10hrs // Total weekday working hours: 0hrs . 2) Larson Accounting Group, not investment related, Orlando, FL, tax planning and consulting, Consultant, 01/2023, 80, 80.
CRS (Client Relationship Summary) - RIA
Click below to view Rafael Junqueira Nani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2023 - Present
PROXY WEALTH ADVISORS LLC
Office #1: 9100 Conroy Windermere Rd. Suite 217, Windermere, FL 34786RIA
CRD#: 298080
WINDERMERE, FL
Past
February 16, 2023 - August 22, 2023
XP INVESTMENTS US, LLC
BD
CRD#: 156691
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROXY WEALTH ADVISORS LLC
BLUEMANTLE INVESTMENTS & WEALTH MANAGEMENT LLC | PROXY WEALTH ADVISORS LLC | PROXY FINANCIAL | GUARDIAN GLOBAL INVESTMENTS LLC | CONTINENTAL BROKERS USA
CRD#: 298080 / SEC#: 801-128321
RIA
Registered Investment Advisory firm - (7/10/2023 Approved)California
Registered Investment Advisory firm - (8/10/2023 Terminated)Florida
Registered Investment Advisory firm - (7/11/2023 Terminated)Louisiana
Registered Investment Advisory firm - (7/13/2023 Terminated)New Hampshire
Registered Investment Advisory firm - (7/12/2023 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2023 Terminated)New York
Registered Investment Advisory firm - (7/11/2023 Terminated)Texas
Registered Investment Advisory firm - (7/11/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/8/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/16/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
PW
PROXY WEALTH ADVISORS LLC
BLUEMANTLE INVESTMENTS & WEALTH MANAGEMENT LLC | PROXY WEALTH ADVISORS LLC | PROXY FINANCIAL | GUARDIAN GLOBAL INVESTMENTS LLC | CONTINENTAL BROKERS USA
CRD#: 298080 / SEC#: 801-128321
RIA
Registered Investment Advisory firm - (7/10/2023 Approved)California
Registered Investment Advisory firm - (8/10/2023 Terminated)Florida
Registered Investment Advisory firm - (7/11/2023 Terminated)Louisiana
Registered Investment Advisory firm - (7/13/2023 Terminated)New Hampshire
Registered Investment Advisory firm - (7/12/2023 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2023 Terminated)New York
Registered Investment Advisory firm - (7/11/2023 Terminated)Texas
Registered Investment Advisory firm - (7/11/2023 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
9100 Conroy Windermere Rd. Suite 217, Windermere, FL 34786
Mailing Address
Phone number
(646) 289-5075
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 90,035,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROXY WEALTH ADVISORS LLC
CRD#: 298080Windermere, FL 34786TRUST BUT VERIFY
Monitor Rafael Junqueira Nani
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
