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JG

Joseph D. Galli

Some features on this profile are disabled
CRD#: 7682125
JG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Daniel Galli was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 2023. Joseph had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Daniel Conway & Associates. Non-Investment related. Located at: 1877 Easterly Road, Reston, VA. 20190. Law Practice. Attorney. Starting 09/01/2017. Approximately 200 hrs per month are spent on this activity. Duties: All associated with a traditional attorney engaged in the practice of law.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 12, 2023 - November 20, 2023

SANDBOX FINANCIAL PARTNERS, LLC

RIA
CRD#: 297858
BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SANDBOX FINANCIAL PARTNERS, LLC
SANDBOX FINANCIAL PARTNERS LLC | SANDBOX, LLC | SANDBOX FINANCIAL PARTNERS, LLC

CRD#: 297858 / SEC#: 801-113779

RIA
Registered Investment Advisory firm - (8/13/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/12/2023
Uniform Investment Adviser Law Examination

Current Firm

SF
SANDBOX FINANCIAL PARTNERS, LLC
SANDBOX FINANCIAL PARTNERS LLC | SANDBOX, LLC | SANDBOX FINANCIAL PARTNERS, LLC

CRD#: 297858 / SEC#: 801-113779

RIA
Registered Investment Advisory firm - (8/13/2018 Approved)
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Contact information

Main Address
6903 Rockledge Drive Suite 300, Bethesda, MD 20817
Mailing Address
Phone number
(301) 214-4190
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SANDBOX DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (11/6/2025)

Regulatory assets under management

Total Number of Accounts1,444
AUM (Assets Under Management)$ 575,171,012

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SANDBOX FINANCIAL PARTNERS, LLC

CRD#: 297858

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