Justin D. Kaufman

SJHL FINANCIAL GROUP

Mcpherson, KS 67460

Some features on this profile are disabled

CRD#: 7681163

Professional summary

Justin Dale Kaufman is a registered financial advisor currently at SJHL FINANCIAL GROUP located in Mcpherson, Kansas.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Justin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

start 01/2012 - Partner in CPA Firm, Swindoll, Janzen, Hawk & Loyd, LLC / 123 S. Main Street, McPherson, KS 67460 / non-investment related / Practicing CPA of which duties include tax preparation, tax planning, and business advisory services of which I devote approximately 185 hours per month of which 168 hours are during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Dale Kaufman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2023 - Present

SJHL FINANCIAL GROUP

Office #1: 123 South Main St., Mcpherson, KS 67460

RIA

CRD#: 285946

Mcpherson, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SJHL FINANCIAL GROUP

SJHL FINANCIAL GROUP | SJHL FINANCIAL SERVICES, LLC

CRD#: 285946 / SEC#: 801-126251

RIA

Registered Investment Advisory firm - (7/29/2022 Approved)

Kansas

Registered Investment Advisory firm - (8/5/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/5/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/20/2023

Uniform Investment Adviser Law Examination

Current Firm

SJHL FINANCIAL GROUP

SJHL FINANCIAL GROUP | SJHL FINANCIAL SERVICES, LLC

CRD#: 285946 / SEC#: 801-126251

RIA

Registered Investment Advisory firm - (7/29/2022 Approved)

Kansas

Registered Investment Advisory firm - (8/5/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/5/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

123 South Main St., Mcpherson, KS 67460

Mailing Address

P.o. Box 1337, Mcpherson, KS 67460

Phone number

(620) 241-1826

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SJHL FINANCIAL ADV PART 2A & 2B V.10.20.25 (10/20/2025)

Regulatory assets under management

Total Number of Accounts	846
AUM (Assets Under Management)	$ 138,651,427

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Johnson

CETERA INVESTMENT ADVISERS LLC

IAR

MUSKEGON, MI

Ryan Perry

FALCON WEALTH PLANNING, INC.

IAR

ONTARIO, CA

Duchein Fox

CHARLES SCHWAB & CO., INC.

Westlake, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Justin D. Kaufman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Dale Kaufman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SJHL FINANCIAL GROUP

Primary Firm SEC Registration

SJHL FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 1/20/2023

Current Firm

SJHL FINANCIAL GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SJHL FINANCIAL GROUP

TRUST BUT VERIFY

Similar Advisors