Richard Tobias Williams
Professional Summary
Richard Tobias Williams, who also goes by Toby Williams, is a registered financial advisor currently at FIRST AVENUE. Richard is registered as a RR (Registered Representative) and started their career in finance in 2025. Richard has worked at 1 firm and has passed the Series 99TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Richard Tobias Williams, Toby Williams
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
1 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
FAP USA, L.P. | FIRST AVENUE
Contact Information
Main Address
461 Fifth Avenue 14th Floor, New York, NY 10017Mailing Address
461 Fifth Avenue 14th Floor, New York, NY 10017Phone Number
(646) 582-5777Established
Delaware since 02/14/2007Firm Type
PartnershipFiscal Year End
MarchFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Tobias Williams's CRS (Customer Relationship Summary).
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