Kyle B. Tucker

SIGNATURE FINANCIAL SERVICES, LTD

Arlington Heights, IL 60005

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CRD#: 7681055

Professional summary

Kyle B Tucker is a registered financial advisor currently at SIGNATURE FINANCIAL SERVICES, LTD located in Arlington Heights, Illinois and FIRST HEARTLAND CAPITAL, INC. located in Arlington Heights, Illinois.

Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Kyle has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Signature Financial Services LTD, associate and admin services, paid a salary, full time work.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle B Tucker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2023 - Present

SIGNATURE FINANCIAL SERVICES, LTD

Office #1: 855 East Golf Road, Suite 2128, Arlington Heights, IL 60005

RIA

CRD#: 123729

Arlington Heights, IL

Current

January 27, 2023 - Present

FIRST HEARTLAND CAPITAL, INC.

Office #1: 855 East Golf Road Suite 2128, Arlington Heights, IL 60005

CRD#: 32460

Arlington Heights, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIGNATURE FINANCIAL SERVICES, LTD

SIGNATURE FINANCIAL SERVICES, LTD | SIGNATURE FINANCIAL SERVICES,LTD

CRD#: 123729 / SEC#: 801-64258

RIA

Registered Investment Advisory firm - (5/27/2005 Approved)

Texas

Registered Investment Advisory firm - (8/31/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(4/13/2023)

IAR

Illinois
(4/19/2023)

Indiana
(1/2/2024)

Oklahoma
(7/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/27/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/12/2022

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 2/14/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SIGNATURE FINANCIAL SERVICES, LTD

SIGNATURE FINANCIAL SERVICES, LTD | SIGNATURE FINANCIAL SERVICES,LTD

CRD#: 123729 / SEC#: 801-64258

RIA

Registered Investment Advisory firm - (5/27/2005 Approved)

Texas

Registered Investment Advisory firm - (8/31/2005 Terminated)

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Contact information

Main Address

855 East Golf Road, Suite 2128, Arlington Heights, IL 60005

Mailing Address

Phone number

(847) 545-8070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/5/2025)

BROCHURE FOR ALL CLIENTS (3/5/2025)

Regulatory assets under management

Total Number of Accounts	475
AUM (Assets Under Management)	$ 227,070,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kyle B. Tucker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle B Tucker's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST HEARTLAND CAPITAL, INC.

Primary Firm SEC Registration

SIGNATURE FINANCIAL SERVICES, LTD

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2023

Series 7TO

Date: 1/27/2023

SIE

Date: 8/12/2022

Series 24

Date: 2/14/2024

FINRA

Current Firm

SIGNATURE FINANCIAL SERVICES, LTD

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIGNATURE FINANCIAL SERVICES, LTD

TRUST BUT VERIFY

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