Andrew C. Shumate

SENTINEL ASSET MANAGEMENT

Fulton, Md, MD 20759

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CRD#: 7680824

Professional summary

Andrew C Shumate, who also goes by Andrew Christian Shumate, is a registered financial advisor currently at SENTINEL ASSET MANAGEMENT, LLC located in Fulton, Md, Maryland.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Andrew has worked at 4 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Christian Shumate

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Granite Insurance, LLC: Insurance Agent, Engaged as an independent insurance agent offering life insurance and annuity products. Activity requires approximately 12-20 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew C Shumate's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2025 - Present

SENTINEL ASSET MANAGEMENT, LLC

Office #1: 8115 Maple Lawn Blvd. Suite 350, Fulton, Md, MD 20759

RIA

CRD#: 302082

Fulton, Md, MD

Past

January 8, 2025 - September 29, 2025

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

Glen Burnie, MD

Past

January 8, 2025 - September 29, 2025

BANKERS LIFE SECURITIES, INC.

CRD#: 173962

Glen Burnie, MD

Past

April 5, 2023 - July 8, 2024

EDWARD JONES

RIA

CRD#: 250

CATONSVILLE, MD

Past

March 13, 2023 - July 8, 2024

EDWARD JONES

CRD#: 250

CATONSVILLE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(9/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/29/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/3/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/13/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/14/2023

Securities Industry Essentials Examination

Current Firm

SENTINEL ASSET MANAGEMENT, LLC

CRD#: 302082 / SEC#:

Connecticut

Registered Investment Advisory firm - (6/18/2019 Approved)

Maryland

Registered Investment Advisory firm - (5/15/2024 Approved)

Texas

Registered Investment Advisory firm - (9/24/2025 Conditional Restricted)

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Contact information

Main Address

1062 Barnes Road Suite 202, Wallingford, CT 06492

Mailing Address

Phone number

(203) 793-0707

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	446
AUM (Assets Under Management)	$ 36,743,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew C. Shumate

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew C Shumate's CRS (Customer Relationship Summary).

Certified licenses

Experience

SENTINEL ASSET MANAGEMENT, LLC

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE SECURITIES, INC.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 8/29/2025

Series 66

Date: 4/3/2023

Series 7TO

Date: 3/13/2023

SIE

Date: 2/14/2023

Current Firm

SENTINEL ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SENTINEL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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