LC
Lingke Cheng
ZEPHYR CAPITAL LLC
CHICAGO, IL 60611
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CRD#: 7679902
LC
Professional summary
Lingke Cheng is a registered financial advisor currently at ZEPHYR CAPITAL LLC located in Chicago, Illinois.
Lingke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Lingke has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Zephyr Solutions LLC is a financial data research company located at 332 S Michigan Ave, Suite 900, Chicago, IL 60604. The business is not currently investment-related. A 20% member interest has been held since November 1, 2024. Approximately 10 hours per month are devoted to this business, with no time allocated during securities trading hours. Activities include assisting with internal documentation and supporting overseas operational matters. Balanced Life LLC is a business located at 332 S Michigan Ave, Suite 900, Chicago, IL 60604. The company operates and manages Pilates clubs and is not investment-related. A 5% member interest has been held since May 21, 2025. Less than 5 hours per month are devoted to this business, all outside of securities trading hours. Involvement is limited to occasional review of financial records and accounting statements. Zephyr (Hong Kong) Limited is a business located at Unit 2406A, 24/F, Low Block, Grand Millennium Plaza, 181 Queen's Road Central, Hong Kong. The company is not investment-related. A position of shareholder and director is held since July 21, 2025. Less than 5 hours per month are devoted to this business, all outside of securities trading hours. Involvement is limited to occasional review of financial records and accounting statements, and supporting overseas operational matters.
CRS (Client Relationship Summary) - RIA
Click below to view Lingke Cheng's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 22, 2024 - Present
ZEPHYR CAPITAL LLC
Office #1: 330 N Wabash Ave Ste 2300, Chicago, IL 60611RIA
CRD#: 332969
CHICAGO, IL
Past
March 13, 2023 - August 20, 2024
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(11/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/13/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
ZC
ZEPHYR CAPITAL LLC
AICAPITAL LLC | ZEPHYR CAPITAL LLC
CRD#: 332969 / SEC#:
Illinois
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Contact information
Main Address
330 N Wabash Ave Ste 2300, Chicago, IL 60611
Mailing Address
Phone number
(312) 815-2300
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 10,857,047 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
