Logan Clay Spindle

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#

LPL FINANCIAL LLC

GIG HARBOR, WA · CRD#

LPL FINANCIAL LLC

HURST, TX · CRD#

PACKERLAND BROKERAGE SERVICES, INC.

Port Charlotte , FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years registered in the securities industry

Current & Past Employments

Current

CHARLES SCHWAB & CO., INC.Current·CRD# 5393

RIA

BD

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810

May 26, 2023 - Present

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

CHARLES SCHWAB & CO., INC.

CRD#: 5393 / SEC#: 801-29938, 8-16514

RIA

Registered Investment Advisory firm - SEC (7/24/1987 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

3000 Schwab Way 17th Floor, San Francisco, CA 94105

Mailing Address

3000 Schwab Way Sf211mn-08-330, Westlake, TX 76262-8104

Phone Number

(817) 859-5000

Established

California since 04/01/1971

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

30,690

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Part 2 Brochures

SCHWAB WEALTH ADVISORY DISCLOSURE BROCHURE (10/14/2026)

CHARLES SCHWAB & CO., INC. SCHWAB INTELLIGENT PORTFOLIOS DISCLOSURE BROCHURE (10/14/2026)

SCHWAB WEALTH SPECIALTIES DISCLOSURE BROCHURE (10/14/2026)

SCHWAB'S MODEL MARKET CENTER DISCLOSURE BROCHURE (10/14/2026)

CS&CO. INC. DISCLOSURE BROCHURE FOR: SCHWAB MANAGED ACCOUNT SVC-WRAP FEE PROGRAM, SCHWAB MANAGED PORTFOLIOS-WRAP FEE PROGRAM (10/14/2026)

SCHWAB MANAGED ACCOUNT SERVICES DISCLOSURE BROCHURE FOR CLIENTS OF INDEPENDENT INVESTMENT ADVISORS (10/14/2026)

SCHWAB ADVISOR NETWORK DISCLOSURE BROCHURE (6/29/2026)

CHARLES SCHWAB & CO., INC. ADVICE SERVICES WITH MORNINGSTAR INVESTMENT MANAGEMENT LLC DISCLOSURE BROCHURE (3/30/2026)

Direct owners and executive officers

Name	Position	CRD#
SCHWAB HOLDINGS, INC.	100% OWNER	—
BEATTY, JONATHAN SCOTT	DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES	2429276
CRAIG, JONATHAN M	PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING	4144656
HATHI, NEESHA K	MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS	2648997
HOWARD, DENNIS WILLARD	MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER	6403083
NEWHOUSE, MITCHELL	INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER	6108428
NICHOLS, CHARLES	MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER	4811434
STARR, JEFFREY HAROLD	MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER	4700461
VERDESCHI, MICHAEL DANIEL	MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR	4570777

Disclosures

Regulatory Event

59

Civil Event

3

Arbitration

262

Bond

2

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/11/2026	Cover Page	Report
01/23/2026	Cover Page	Report
02/24/2025	Cover Page	Report
01/19/2024	Cover Page	Report

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GIG HARBOR, WA · CRD#

LPL FINANCIAL LLC

HURST, TX · CRD#

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#

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GIG HARBOR, WA · CRD#

LPL FINANCIAL LLC

HURST, TX · CRD#

PACKERLAND BROKERAGE SERVICES, INC.

Port Charlotte , FL · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHARLES SCHWAB & CO., INC.

CRD#: 5393 / SEC#: 801-29938, 8-16514

RIA

Registered Investment Advisory firm - SEC (7/24/1987 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(6/27/2023)

RR

Alaska
(6/27/2023)

RR

Arizona
(6/27/2023)

RR

Arkansas
(6/27/2023)

RR

California
(6/27/2023)

RR

Colorado
(6/27/2023)

RR

Connecticut
(6/27/2023)

RR

Delaware
(6/27/2023)

RR

District of Columbia
(6/27/2023)

RR

Florida
(6/27/2023)

RR

Georgia
(6/27/2023)

RR

Hawaii
(6/27/2023)

RR

Idaho
(6/27/2023)

RR

Illinois
(6/27/2023)

RR

Indiana
(6/27/2023)

RR

Iowa
(6/27/2023)

RR

Kansas
(6/27/2023)

RR

Kentucky
(6/27/2023)

RR

Louisiana
(6/27/2023)

RR

Maine
(6/27/2023)

RR

Maryland
(6/27/2023)

RR

Massachusetts
(6/27/2023)

RR

Michigan
(6/27/2023)

RR

Minnesota
(6/27/2023)

RR

Mississippi
(6/27/2023)

RR

Missouri
(6/27/2023)

RR

Nebraska
(6/27/2023)

RR

Nevada
(6/27/2023)

RR

New Jersey
(6/27/2023)

RR

New Mexico
(6/27/2023)

RR

New York
(6/27/2023)

RR

North Carolina
(6/27/2023)

RR

North Dakota
(6/27/2023)

RR

Ohio
(6/27/2023)

RR

Oklahoma
(6/27/2023)

RR

Oregon
(6/27/2023)

RR

Pennsylvania
(6/27/2023)

RR

South Carolina
(6/27/2023)

RR

Texas
(6/27/2023)

RR

Utah
(6/27/2023)

RR

Virginia
(6/27/2023)

RR

Washington
(6/27/2023)

RR

West Virginia
(6/27/2023)

RR

Wisconsin
(6/27/2023)

RR

Wyoming
(6/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

FINRA

SRO Registrations

Nasdaq Stock Market

SRO Registrations

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FRONTENAC, MO · CRD#

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GIG HARBOR, WA · CRD#

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HURST, TX · CRD#

PACKERLAND BROKERAGE SERVICES, INC.

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CRS (Client Relationship Summary) - BD

CHARLES SCHWAB & CO., INC. — Broker-Dealer Firm

Version Date: Sun, Mar 31, 2024

Charles Schwab & Co., Inc. (“Schwab,” “we,” or “us”) is a broker-dealer registered with the Securities and Exchange Commission (SEC). The summary below highlights the nature of the brokerage relationship with our clients. Schwab is also an investment adviser registered with the SEC and is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Our brokerage and investment advisory services and fees differ, and we believe it is important for you to understand those differences.

We offer a wide range of investment products with no account minimums for most domestic accounts. Our offerings include both affiliated products that are managed by Schwab and unaffiliated investment products that are managed by independent third parties.

We offer investment and account recommendations if you would like advice.
We will give you advice that is a one-on-one recommendation and specific to you and your situation at that time. As such, a recommendation only applies at the point in time when we provide it to you.
The decision to invest will always be yours—we will not place any trades on your behalf without your direction. We do not manage or monitor your brokerage accounts.
We also provide Schwab research and other market data, but this type of information will never be a recommendation for you specifically

Questions to ask your Professional:

Given my financial situation, should I choose an investment advisory service? Why or why not?
How will you choose investments to recommend to me?
What is your relevant experience, including your licenses, education, and other qualifications? What do these qualifications mean?

If you place a trade, you will pay a commission or transaction fee in some cases. There can also be expenses built into the trade price or the investment itself.

The fee you pay is the same whether we recommend an investment to you or not. We earn money from third parties and affiliates on certain products, including cash, mutual funds, and exchange-traded funds (ETFs) held in your account(s), so we have an incentive to encourage investment in those products.
You may also pay account- or transaction-related fees.
You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please make sure you understand what fees and costs you are paying.

Questions to ask your Professional:

Help me understand how these fees and costs might affect my investments.
If I give you $10,000 to invest, how much will go to fees and costs, and how much will be invested for me?

All recommendations for your brokerage account will be made in a broker-dealer capacity unless otherwise expressly stated. When we provide you with a recommendation, we have to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests.
You should understand and ask us about these conflicts because they can affect the recommendations we provide you. Here are some examples to help you understand what this means. We and our affiliates earn money from:

Shareholder service fees paid to us by third-party fund providers and affiliated mutual funds, and management fees paid to our affiliate adviser by affiliated mutual funds and ETFs, that are based off the shares which are held in your account(s).
Marketing and promotional fees paid to us by T. Rowe Price for our promotion of their mutual funds and ETFs to our clients, and for providing additional mutual fund and ETF marketing support to T. Rowe Price.
The “spread” on cash in your accounts—i.e., the difference between what we earn and what we pay you in interest.
Dealer concessions or transaction fees when trading as principal in your accounts.
Commissions or trail commissions paid to us by insurance companies when you purchase an annuity or other insurance products.
Order routing revenue from third-party broker-dealers and exchanges when you place trades and we route your order to the centers.

Questions to ask your Professional:

How might your conflicts of interest affect me, and how will you address them?

Our representatives receive cash payments based on the amount of assets you have with us and the time, complexity, and expertise required to help you with any of our services; specifically, they receive compensation to navigate you to our investment advisory services and service your accounts once enrolled in such services. They earn more for recommending certain services over others, but what they earn is not directly based on the revenue the firm earns.

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