Soumyalakshmi Parasuraman

GRIFFIN BLACK

Redwood City, CA 94063

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CRD#: 7679332

Professional summary

Soumyalakshmi Parasuraman, who also goes by Soumyalakshmi P, Soumya Ramalingam, is a registered financial advisor currently at GRIFFIN BLACK, LLC located in Redwood City, California.

Soumyalakshmi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Soumyalakshmi has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Soumyalakshmi P | Soumya Ramalingam

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Soumyalakshmi Parasuraman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

GRIFFIN BLACK, LLC

Office #1: 702 Marshall Street Suite 411, Redwood City, CA 94063

RIA

CRD#: 134684

Redwood City, CA

Past

April 24, 2024 - August 12, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

BURLINGAME, CA

Past

April 24, 2024 - August 12, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

BURLINGAME, CA

Past

April 28, 2023 - April 25, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN JOSE, CA

Past

March 21, 2023 - April 25, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRIFFIN BLACK, LLC

GRIFFIN BLACK, INC. | JANE BEULE ASSOCIATES | GRIFFIN BLACK, LLC

CRD#: 134684 / SEC#: 801-117753

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

California

Registered Investment Advisory firm - (2/22/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (1/24/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/23/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/23/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/5/2025)

IAR

Texas
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/26/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/20/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/23/2023

Securities Industry Essentials Examination

Current Firm

GRIFFIN BLACK, LLC

GRIFFIN BLACK, INC. | JANE BEULE ASSOCIATES | GRIFFIN BLACK, LLC

CRD#: 134684 / SEC#: 801-117753

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

California

Registered Investment Advisory firm - (2/22/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (1/24/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/23/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/23/2020 Terminated)

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Contact information

Main Address

702 Marshall Street Suite 411, Redwood City, CA 94063

Mailing Address

Po Box 2818, Redwood City, CA 94064-2818

Phone number

(650) 368-5785

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (11/4/2025)

Regulatory assets under management

Total Number of Accounts	644
AUM (Assets Under Management)	$ 270,853,350

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Soumyalakshmi Parasuraman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Soumyalakshmi Parasuraman's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

GRIFFIN BLACK, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/26/2023

Series 7TO

Date: 3/20/2023

SIE

Date: 1/23/2023

Current Firm

GRIFFIN BLACK, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRIFFIN BLACK, LLC

TRUST BUT VERIFY

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