IF
Ivan R. Figueroa
BCU WEALTH ADVISORS
Vernon Hills, IL 60061
Some features on this profile are disabled
CRD#: 7679048
IF
Professional summary
Ivan R Figueroa, who also goes by IVan Figueroa Ramirez, is a registered financial advisor currently at BCU WEALTH ADVISORS, LLC located in Vernon Hills, Illinois and LPL FINANCIAL LLC located in Vernon Hills, Illinois.
Ivan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Ivan has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ivan Figueroa Ramirez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.08/22/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name BCU Wealth Advisors, LLC - Investment Related - At Reported Business Location (s) - Start Date : 08/2025 2) 09/23/2025 - BCU Wealth Advisors, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location (s) - Start Date : 08/18/2025 - 160 Hrs/Mth - 160 Hrs During Trading. I provide investment advisory services through BCU Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 09/23/2025 - BCU Wealth Advisors, LLC - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:08/18/2025 - 160 Hrs/Mth - 160 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Ivan R Figueroa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2025 - Present
BCU WEALTH ADVISORS, LLC
Office #1: 300 N. Milwaukee Avenue, Vernon Hills, IL 60061RIA
CRD#: 164173
Vernon Hills, IL
Current
August 22, 2025 - Present
LPL FINANCIAL LLC
Office #1: 300 N Milwaukee Ave, Vernon Hills, IL 60061RIA
BD
CRD#: 6413
Vernon Hills, IL
Past
August 22, 2025 - August 28, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
May 4, 2023 - July 28, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DEER PARK, IL
Past
April 4, 2023 - July 28, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
DEER PARK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BCU WEALTH ADVISORS, LLC
BCU WEALTH ADVISORS, LLC
CRD#: 164173 / SEC#: 801-81122
RIA
Registered Investment Advisory firm - (3/12/2015 Approved)California
Registered Investment Advisory firm - (4/12/2015 Terminated)Illinois
Registered Investment Advisory firm - (3/13/2015 Terminated)Louisiana
Registered Investment Advisory firm - (9/14/2015 Terminated)Minnesota
Registered Investment Advisory firm - (3/12/2015 Terminated)Texas
Registered Investment Advisory firm - (3/13/2015 Terminated)Wisconsin
Registered Investment Advisory firm - (3/13/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Illinois(8/20/2025)
RR
Illinois(8/22/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/4/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BCU WEALTH ADVISORS, LLC
BCU WEALTH ADVISORS, LLC
CRD#: 164173 / SEC#: 801-81122
RIA
Registered Investment Advisory firm - (3/12/2015 Approved)California
Registered Investment Advisory firm - (4/12/2015 Terminated)Illinois
Registered Investment Advisory firm - (3/13/2015 Terminated)Louisiana
Registered Investment Advisory firm - (9/14/2015 Terminated)Minnesota
Registered Investment Advisory firm - (3/12/2015 Terminated)Texas
Registered Investment Advisory firm - (3/13/2015 Terminated)Wisconsin
Registered Investment Advisory firm - (3/13/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 N. Milwaukee Avenue, Vernon Hills, IL 60061
Mailing Address
Phone number
(847) 932-8007
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,899 |
| AUM (Assets Under Management) | $ 534,972,633 |
Red Flags
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