Michael D. Saenz
Professional summary
Michael Daniel Saenz, who also goes by Michael Saenz, is a registered financial advisor currently at DRUMOND WEALTH MANAGEMENT located in Katy, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Michael has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Daniel Saenz's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2025 - Present
DRUMOND WEALTH MANAGEMENT
December 8, 2023 - May 8, 2025
STIRLINGSHIRE INVESTMENTS
December 8, 2023 - June 7, 2024
STIRLINGSHIRE INVESTMENTS
June 27, 2023 - December 21, 2023
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
June 27, 2023 - December 21, 2023
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/8/2025)
Exams
Series 7TO
Date: 6/26/2023
General Securities Representative ExaminationCurrent Firm
DRUMOND WEALTH MANAGEMENT
CRD#: 329502 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 240 |
| AUM (Assets Under Management) | $ 42,000,000 |
Red Flags
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