SM
Susan W. Maline
AVANTAX PLANNING PARTNERS
North Platte, NE 69103-1269
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CRD#: 7678119
SM
Professional summary
Susan Winker Maline, who also goes by Susan Cassandra Maline, Susan Cassandra Winker, Susan Winkermaline, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in North Platte, Nebraska.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Susan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Susan Cassandra Maline | Susan Cassandra Winker | Susan Winkermaline
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MCCHESNEY MARTIN SAGEHORN, P.C.; Secretary; Public accounting firm:Accounting and financial statements Payroll preparation income tax preparation; IR; HRS 130; HRS 90; 10/01/1995; 101 SOUTH CHESTNUT, PO Box 1269, North Plate NE 69103; Income tax preparation Accounting and compilation preparation Budget preparation Officer duties include - Oversee firm accounting and payroll, prepare firm income tax return, oversee preparation of any firm forms that need to be filedInteract with banks regarding loans and bank accounts. 2) AL'S ELECTRIC L.L.C.; Managing Member; Residential/Commercial electrical repair and new electrical installation and inspections; NIR; HRS 10; HRS 0; 04/14/2006; 3685 S Willow St, North Platte NE 69101; BookkeepingPrepare invoicesPrepare payroll and payroll tax returnsPrepare income tax returnscomplete workmen comp audits as needed 3) MMS FINANCIAL SERVICES, LLC; Member; Meeting clients. Provide assistance to Avantax Financial Associate with client; IR; HRS 5; HRS 5; 09/21/2009; 101 SOUTH CHESTNUT, PO BOX 1269, North Plate NE 69103; Responsible for monthly accounting functions.Prepare monthly financial statementsPrepare income tax returns. 4) PROFESSIONAL INVESTMENTS BUILDING PARTNERSHIP; Partner; Purchases commercial buildingsRents out office space to McChesney Martin Sagehorn, P.C. Rents out apartments to local tenants responsible for maintaining the facilities and grounds; IR; HRS 15; HRS 15; 05/13/1986; 101 SOUTH CHESTNUT, PO Box 1269, North Plate NE 69103-1269; Oversee monthly accountingPrepare financial statementsManage rental propertiesPrepare income tax returns 5) MMS SOLUTIONS LLC DBA INTEGRATED COMPUTER SYSTEMS; Member; Computer sales, maintenance and repair; IR; HRS 20; HRS 20; 10/08/1999; 121 South Chestnut St, PO BOX 279, North Plate NE 69103; I am the manager of this entity:Oversee technical staff activitiesProvide bookkeeping and accounting servicesPrepare income tax returns. 3) 308 BMX, INC.; Treasurer; Build a sanctioned BMX track in our community and operate the track for recreation and racing; IR; HRS 5; HRS 5; 09/02/2016; PO Box 1152, North Plate NE 69103; Pay billsRecord all transactions in accounting softwareWork with other board members in decision making.Provide financial information as needed. 4) AVANTAX PLANNING PARTNERS, INC. POSITION: Investment Advisor Representative NATURE: Works with clients' tax professionalsInvestment strategiesRetirement planningCash flow managementWealth management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/30/2023 ADDRESS: 101 S Chestnut St., Ste. 1, North Platte NE 69101, United States DESCRIPTION: Meetings with Avantax clients and Financial AssociateMaintain contact with Avantax clientsProvide assistance to Avantax Financial Associate with client questions and informationRecommendAvanax financialservices to tax clientsAssist clients with completing various? forms for Avantax? 5) MCCHESNEY MARTIN SAGEHORN, P.C. POSITION: Secretary/Treasure/Shareholder NATURE: Public accounting firm:Accounting and financial statementsPayroll preparationincome tax preparation INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 90 START DATE: 10/01/1995 ADDRESS: 101 SOUTH CHESTNUT, PO Box 1269, North Plate NE 69103, United States DESCRIPTION: Income tax preparationAccounting and compilation preparationBudget preparationOfficer duties include - Oversee firm accounting and payroll, prepare firm income tax return, oversee preparation of any firm forms that need to be filedInteract with banks regarding loans and bank accounts.Responsible for hiring employees.
CRS (Client Relationship Summary) - RIA
Click below to view Susan Winker Maline's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2023 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 101 S Chestnut St., Suite 1 Po Box 1269, North Platte, NE 69103-1269RIA
CRD#: 106237
North Platte, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(5/18/2023)
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
