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ES

Eric R. Simon

BALANZ
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 7678094
ES

Professional summary

Eric Ramon Simon is a registered financial advisor currently at BALANZ located in Coral Gables, Florida and BALANZ CAPITAL USA LLC located in Coral Gables, Florida.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Eric has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Ramon Simon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2026 - Present

BALANZ

Office #1: 2811 Ponce De Leon Blvd. Suite 710, Coral Gables, FL 33134
RIA
CRD#: 322263
Coral Gables, FL
Current

April 21, 2026 - Present

BALANZ CAPITAL USA LLC

Office #1: 2811 Ponce De Leon Blvd Suite 710, Coral Gables, FL 33134
BD
CRD#: 325914
CORAL GABLES, FL
Past

April 30, 2023 - April 20, 2026

STONEX INTERNATIONAL ADVISORS INC

RIA
CRD#: 153799
MIAMI, FL
Past

February 1, 2023 - April 20, 2026

STONEX INTERNATIONAL SECURITIES INC.

BD
CRD#: 146667
MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BALANZ
BALANZ | BALANZ ADVISORS LLC | BALANZ ADVISORS

CRD#: 322263 / SEC#: 801-126818

RIA
Registered Investment Advisory firm - (11/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/21/2026)
IAR
Florida
(5/5/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/25/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/30/2013
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/1/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/26/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BA
BALANZ
BALANZ | BALANZ ADVISORS LLC | BALANZ ADVISORS

CRD#: 322263 / SEC#: 801-126818

RIA
Registered Investment Advisory firm - (11/2/2022 Approved)
PREMIUM
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Contact information

Main Address
2811 Ponce De Leon Blvd. Suite 710, Coral Gables, FL 33134
Mailing Address
Phone number
(786) 687-4066
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BALANZ FORM ADV II 3-31-2023 (1/23/2026)

Regulatory assets under management

Total Number of Accounts64
AUM (Assets Under Management)$ 165,284,564

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BALANZ

CRD#: 322263Coral Gables, FL 33134

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