AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
ES

Eric R. Simon

BALANZ CAPITAL USA
CORAL GABLES, FL 33134
Some features on this profile are disabled
CRD#: 7678094
ES

Professional summary

Eric Ramon Simon is a registered financial professional currently at BALANZ CAPITAL USA LLC located in Coral Gables, Florida.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2023. Eric has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Ramon Simon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2026 - Present

BALANZ CAPITAL USA LLC

Office #1: 2811 Ponce De Leon Blvd Suite 710, Coral Gables, FL 33134
BD
CRD#: 325914
CORAL GABLES, FL
Past

April 30, 2023 - April 20, 2026

STONEX INTERNATIONAL ADVISORS INC

RIA
CRD#: 153799
MIAMI, FL
Past

February 1, 2023 - April 20, 2026

STONEX INTERNATIONAL SECURITIES INC.

BD
CRD#: 146667
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/21/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/25/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/30/2013
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/1/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/26/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BALANZ CAPITAL USA LLC
BALANZ CAPITAL | BALANZ CAPITAL USA LLC

CRD#: 325914 / SEC#: , 8-71085

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2811 Ponce De Leon Blvd Suite 710, Coral Gables, FL 33134
Mailing Address
2811 Ponce De Leon Blvd Suite 710, Coral Gables, FL 33134
Phone number
(786) 687-4066
Established
Florida since 06/06/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BALANZ HOLDINGS US LLCSOLE MEMBER
GILMAN, ROBERT CRAIGFINOP1738412
GONZALES, PHILIPPE ROGERCCO AMLRO5667179
LUCIER, ALFRED ARTHUR IIMANAGING DIRECTOR, CEO2872941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BALANZ CAPITAL USA LLC

CRD#: 325914Coral Gables, FL 33134

TRUST BUT VERIFY

Monitor Eric Simon

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jason Guo Quan Fang
Jason FangAdvisorCheck Check Mark
TERRAFIRMA WEALTH PARTNERS
IAR
WALNUT CREEK, CA
Jeffrey Michael Kropp
Jeffrey KroppAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Chadds Ford, PA
CF
Colby FoxAdvisorCheck Check Mark
SELAH WEALTH ADVISORS
IAR
Fillmore, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.