CM
Connor S. Matheny
ROCKFORD FINANCIAL PLANNING
Wilmington, DE 19803
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CRD#: 7678044
CM
Professional summary
Connor Sigmon Matheny is a registered financial advisor currently at ROCKFORD FINANCIAL PLANNING located in Wilmington, Delaware.
Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Connor has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Connor Sigmon Matheny's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2023 - Present
ROCKFORD FINANCIAL PLANNING
Office #1: 1521 Concord Pike Suite 100, Wilmington, DE 19803RIA
CRD#: 312048
Wilmington, DE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(3/16/2023)
Current Firm
ROCKFORD FINANCIAL PLANNING
ROCKFORD FINANCIAL PLANNING | ROCKFORD FINANCIAL PLANNING LLC
CRD#: 312048 / SEC#:
Delaware
Registered Investment Advisory firm - (3/24/2021 Approved)Maryland
Registered Investment Advisory firm - (11/22/2021 Approved)Pennsylvania
Registered Investment Advisory firm - (12/3/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1521 Concord Pike Suite 100, Wilmington, DE 19803
Mailing Address
Phone number
(302) 438-7600
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 349 |
| AUM (Assets Under Management) | $ 65,972,626 |
Red Flags
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