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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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RJ

Rebecca J. Jones Fields

STRAIGHT FORWARD WEALTH MANAGEMENT
ROCHESTER, NH 03867
Some features on this profile are disabled
CRD#: 7677956
RJ

Professional summary

Rebecca Jane Jones Fields, who also goes by Rebecca Jane Jones, is a registered financial advisor currently at STRAIGHT FORWARD WEALTH MANAGEMENT, LLC located in Rochester, New Hampshire and LPL FINANCIAL LLC located in Rochester, New Hampshire.

Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Rebecca has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rebecca Jane Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Jane Jones Fields's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 19, 2024 - Present

STRAIGHT FORWARD WEALTH MANAGEMENT, LLC

Office #1: 60 Rochester Hill Road Ste 1, Rochester, NH 03867
RIA
CRD#: 329055
ROCHESTER, NH
Current

April 19, 2023 - Present

LPL FINANCIAL LLC

Office #1: 60 Rochester Hill Road, Rochester, NH 03867
RIA
BD
CRD#: 6413
Rochester, NH
Past

June 1, 2023 - December 3, 2024

LPL FINANCIAL LLC

RIA
CRD#: 6413
ROCHESTER, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maine
(6/6/2023)
IAR
Maine
(8/16/2024)
RR
Massachusetts
(10/2/2023)
RR
New Hampshire
(6/1/2023)
IAR
New Hampshire
(6/19/2024)
RR
Rhode Island
(10/3/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/31/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/19/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/3/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SF
STRAIGHT FORWARD WEALTH MANAGEMENT, LLC
STRAIGHT FORWARD WEALTH MANAGEMENT, LLC

CRD#: 329055 / SEC#:

Florida
Registered Investment Advisory firm - (7/8/2024 Approved)
Maine
Registered Investment Advisory firm - (8/16/2024 Approved)
New Hampshire
Registered Investment Advisory firm - (6/19/2024 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
60 Rochester Hill Road Ste 1, Rochester, NH 03867
Mailing Address
Phone number
(603) 994-4569
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts337
AUM (Assets Under Management)$ 33,336,163

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRAIGHT FORWARD WEALTH MANAGEMENT, LLC

CRD#: 329055Rochester, NH 03867

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