Logan Guest

PIVOTAL WEALTH AND TAX

PRESTON, MN 55965

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CRD#: 7677616

Professional summary

Logan Guest is a registered financial advisor currently at PIVOTAL WEALTH AND TAX located in Preston, Minnesota.

Logan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Logan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

- Education Community for General Analysis (not client specific)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Logan Guest's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2024 - Present

PIVOTAL WEALTH AND TAX

Office #1: 141 Fillmore St W, Preston, MN 55965

RIA

CRD#: 321023

PRESTON, MN

Past

February 7, 2023 - September 26, 2023

PIVOTAL WEALTH AND TAX

RIA

CRD#: 321023

ROCHESTER, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/23/2024)

IAR

Minnesota
(5/23/2024)

IAR

Texas
(5/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/2022

Uniform Investment Adviser Law Examination

Current Firm

PIVOTAL WEALTH AND TAX

MAJOR AND COMPANY ACCOUNTING, TAX AND FINANCIAL SERVICES | PIVOTAL WEALTH AND TAX LLC | PIVOTAL WEALTH AND TAX

CRD#: 321023 / SEC#:

California

Registered Investment Advisory firm - (1/27/2025 Approved)

Illinois

Registered Investment Advisory firm - (1/23/2023 Approved)

Minnesota

Registered Investment Advisory firm - (1/27/2023 Approved)

Texas

Registered Investment Advisory firm - (5/13/2022 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (5/23/2022 Approved)

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Contact information

Main Address

141 Fillmore St W, Preston, MN 55965

Mailing Address

Phone number

(507) 458-3897

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	200
AUM (Assets Under Management)	$ 13,140,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Logan Guest

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Logan Guest's CRS (Customer Relationship Summary).

Certified licenses

Experience

PIVOTAL WEALTH AND TAX

PIVOTAL WEALTH AND TAX

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/2022

Current Firm

PIVOTAL WEALTH AND TAX

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PIVOTAL WEALTH AND TAX

TRUST BUT VERIFY

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