SJ
Suhas M. Joshi
PROSPERO WEALTH
Seattle, WA
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CRD#: 7677455
SJ
Professional summary
Suhas M Joshi is a registered financial advisor currently at PROSPERO WEALTH, LLC located in Seattle, Washington.
Suhas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Suhas has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Suhas M Joshi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2022 - Present
PROSPERO WEALTH, LLC
RIA
CRD#: 289966
Seattle, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/20/2022)
IAR
Oregon(7/24/2024)
IAR
Texas(7/24/2024)
IAR
Washington(12/20/2022)
Current Firm
PW
PROSPERO WEALTH, LLC
PROSEPRO WEALTH, LLC | PROSPERO WEALTH, LLC
CRD#: 289966 / SEC#: 801-134848
California
Registered Investment Advisory firm - (6/25/2018 Approved)Oregon
Registered Investment Advisory firm - (7/15/2024 Approved)Texas
Registered Investment Advisory firm - (8/24/2022 Conditional Restricted)Washington
Registered Investment Advisory firm - (4/26/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Seattle, WA
Mailing Address
7724 35th Ave Ne #15170, Seattle, WA 98115-9955
Phone number
(971) 716-1991
Established
Firm type
Fiscal year end
# of Employees
7
Regulatory assets under management
| Total Number of Accounts | 278 |
| AUM (Assets Under Management) | $ 100,313,592 |
Red Flags
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