Steven J. Cohen

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CRD#: 7676340

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Jay Cohen was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 2023. Steven had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Arubot HaShamayim 2021 Charitable Lead Annuity Trust; Trustee; 12/2021; Charitable Trust; Less than 10% of his time during the month; Boca Raton, FL. 33433 MGY HLM 2018 CLAT; Charitable Lead Annuity Trust; Trustee; 07/2018; Charitable Trust; Less than 10% of his time during the month; Boca Raton, FL. 33433 Malachi Gimmel Yud Investments LLC; Investment LLC; Owner; 02/2018; less than 10% of his time during the month; Boca Raton, FL. 33433 Malachi Gimmel Yud LLC; Advisory LLC; Manager, Owner; 02/2018; less than 10% of his time during the month; Boca Raton, FL. 33433 FIA Heritage Holdings LLC; Manager; Holding Company; Minority Owner; 04/2021; less than 10% of his time during the month; Boca Raton, FL. 33433 One Third Karka Florida LLC; Real Estate Investing; Manager; Owner; 11/2018 less than 10% of his time during the month; Boca Raton, FL. 33433 SonoStem Technologies Inc.; Biomedical Devices; Board Member, Minority Owner; 01/2021; less than 10% of his time during the month; Boca Raton, FL. 33433 Teega Technologies LLC; Repricer Software; Manager, Minority Owner; 12/2020; less than 10% of his time during the month; Boca Raton, FL. 33433

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 6, 2023 - February 9, 2024

PEGS RIA

RIA

CRD#: 324229

BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

PEGS RIA

PEGS RIA | PEGS RIA LLC

CRD#: 324229 / SEC#:

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Contact information

Main Address

Boca Raton, FL

Mailing Address

Phone number

(561) 210-3900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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