Peter M. Mohr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Maxwell Mohr, who also goes by Max Mohr, Maxwell Mohr, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2023. Peter had worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2024 - May 7, 2025
STARTENGINE PRIMARY LLC
May 18, 2023 - May 2, 2024
OPENDEAL BROKER LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/5/2024
General Securities Representative ExaminationSeries 79TO
Date: 5/18/2023
Investment Banking Registered Representative ExaminationCurrent Firm
STARTENGINE PRIMARY LLC
CRD#: 291773 / SEC#: , 8-70060
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
