TR
Thomas J. Reynolds
INVESCO ADVISERS
New York, NY 10281
Some features on this profile are disabled
CRD#: 7676314
TR
Professional summary
Thomas John Reynolds, who also goes by Thomas Reynolds, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in New York, New York and INVESCO DISTRIBUTORS, INC. located in New York, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Thomas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Reynolds
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
UNITED VETERANS BEACON HOUSE; NOT INVESTMENT RELATED; 1415 UNION BLVD, BAY SHORE, NY 11706, USA; UNITED VETERANS BEACON HOUSE, FOUNDED IN 1994 AND HEADQUARTERED IN BAY SHORE, NEW YORK, HONORS THOSE WHO HAVE SERVED TO PROTECT OUR NATION. WHILE MOST AMERICANS PAY HOMAGE ON VETERANS DAY EACH YEAR, THE CHALLENGES FACED BY MANY VETERANS EXIST EACH AND EVERY DAY. AS MANY VETERANS AND THEIR FAMILIES STRIVE TO DEVELOP AND MAINTAIN PRODUCTIVE LIVES, BEACON HOUSE PROVIDES ESSENTIAL SERVICES TO ASSIST IN THE JOURNEY TOWARD FRUITFUL INDEPENDENCE. THE ORGANIZATION PROVIDES COMPASSIONATE CARE, CLEAN AND SAFE HOUSING, AND MEANINGFUL SERVICES FOR THOSE WITH PHYSICAL DISABILITIES, PTSD, TRAUMATIC BRAIN INJURY, MENTAL HEALTH ISSUES AND ADDICTION. UNITED VETERANS BEACON HOUSE HAS HELPED NEARLY 30,000 INDIVIDUALS SINCE 1994 AND CONTINUES THEIR MISSION TO GUIDE MEN AND WOMEN TOWARD A LIFE OF STABILITY AND INDEPENDENCE; AMBASSADOR COMMITTEE; START: 01/2024; 06HR/MO AND 02 HRS DURING TRADING HOURS; HELP RAISE AWARENESS AND PLAN SOCIAL EVENTS FOR THE CHARITY.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas John Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 22, 2024 - Present
INVESCO ADVISERS, INC.
Office #1: 225 Liberty Street Suite 4201, New York, NY 10281RIA
CRD#: 105360
New York, NY
Current
April 22, 2024 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 225 Liberty St 11th Floor, New York, NY 10281BD
CRD#: 7369
NEW YORK, NY
Past
May 22, 2023 - August 31, 2023
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
Lawton, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(4/22/2024)
RR
New York(4/22/2024)
RR
Texas(4/22/2024)
IAR
Texas(4/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/11/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(404) 892-0896
Established
Firm type
Fiscal year end
# of Employees
2,872
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
