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Emily Sarah Goodman

Emily S. Goodman

FORONJY FINANCIAL
San Luis Obispo, CA 93401
Some features on this profile are disabled
CRD#: 7676224
Emily Sarah Goodman

Professional summary

Emily Sarah Goodman, CFP®, who also goes by Emily Goodman, is a registered financial advisor currently at FORONJY FINANCIAL located in San Luis Obispo, California.

Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Emily has worked at 3 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Emily Goodman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Sarah Goodman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2022

Experience

Current

March 21, 2025 - Present

FORONJY FINANCIAL

Office #1: 1085 Higuera Street #120, San Luis Obispo, CA 93401
RIA
CRD#: 332380
San Luis Obispo, CA
Past

April 18, 2024 - April 22, 2025

EP WEALTH ADVISORS

RIA
CRD#: 111147
San Luis Obispo, CA
Past

January 31, 2023 - April 30, 2024

WACKER WEALTH PARTNERS, LLC

RIA
CRD#: 145931
SAN LUIS OBISPO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FORONJY FINANCIAL
FORONJY FINANCIAL | FORONJY FINANCIAL LLC

CRD#: 332380 / SEC#: 801-130928

RIA
Registered Investment Advisory firm - (8/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/21/2025)

Exams

Current Firm

FF
FORONJY FINANCIAL
FORONJY FINANCIAL | FORONJY FINANCIAL LLC

CRD#: 332380 / SEC#: 801-130928

RIA
Registered Investment Advisory firm - (8/16/2024 Approved)
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Contact information

Main Address
401 Chapala Street Suite 105, Santa Barbara, CA 93101
Mailing Address
Phone number
(805) 543-1033
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- FORONJY FINANCIAL (10/13/2025)

Regulatory assets under management

Total Number of Accounts507
AUM (Assets Under Management)$ 265,274,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORONJY FINANCIAL

CRD#: 332380San Luis Obispo, CA 93401

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