Darryl P. Ekstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darryl Philip Ekstrom was a registered financial professional .
Darryl is a previously registered financial professional and started their career in finance in 1973. Darryl had worked at 5 firms and has passed the Series 63, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 1983 - April 11, 1986
DAVID J. PETTERSON & ASSOCIATES, LTD.
July 15, 1983 - December 10, 2010
CAPITALQUEST SECURITIES, INC.
December 27, 1979 - July 8, 1981
MORISON SECURITIES, INC.
October 19, 1978 - December 19, 1981
CAPITALQUEST SECURITIES, INC.
August 1, 1977 - September 23, 1981
DOUGHERTY DAWKINS LLC
August 14, 1973 - June 16, 1977
DAIN, KALMAN & QUAIL, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/9/1973
Registered Representative ExaminationF04
Date: 2/2/1978
Financial Principal ExaminationSeries 40
Date: 7/28/1977
Registered Principal ExaminationCurrent Firm
DAVID J. PETTERSON & ASSOCIATES, LTD.
CRD#: 10658 / SEC#: , 8-27876
Contact information
Documents
Red Flags
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