Hassan J. Mourani Filho
Professional summary
Hassan Jorge Mourani Filho is a registered financial professional currently at ANDBANC BROKERAGE, LLC located in Miami, Florida.
Hassan is registered as a RR (Registered Representative) and started their career in finance in 1998. Hassan has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hassan Jorge Mourani Filho's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2023 - Present
ANDBANC BROKERAGE, LLC
Office #1: 201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131March 6, 2013 - January 8, 2020
BOREAL CAPITAL SECURITIES LLC
October 23, 2003 - January 9, 2004
ICBC STANDARD SECURITIES INC.
February 15, 2001 - May 15, 2002
PERSHING LLC
April 15, 1998 - February 26, 2001
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2023)
Exams
Series 7TO
Date: 1/26/2023
General Securities Representative ExaminationFINRA
Current Firm
ANDBANC BROKERAGE, LLC
CRD#: 155979 / SEC#: , 8-68759
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ANDBANC BROKERAGE, LLC
CRD#: 155979Miami, FL 33131TRUST BUT VERIFY
Monitor Hassan Mourani Filho
Get automatic monthly alerts on:
