Szu Chen Lee
Professional summary
Szu Chen Lee, who also goes by Szuchen Lee, is a registered financial advisor currently at SOFI WEALTH LLC located in San Francisco, California and SOFI SECURITIES LLC located in San Francisco, California.
Szu Chen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Szu Chen has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Szu Chen Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2025 - Present
SOFI WEALTH LLC
Office #1: 234 1st Street, San Francisco, CA 94105May 1, 2025 - Present
SOFI SECURITIES LLC
Office #1: 234 1st Street, San Francisco, CA 94105July 1, 2024 - April 25, 2025
ROBINHOOD FINANCIAL, LLC
Primary Firm SEC Registration
SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/22/2025)
Exams
Series 7TO
Date: 7/1/2024
General Securities Representative ExaminationFINRA
Current Firm
SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279,216 |
| AUM (Assets Under Management) | $ 1,475,104,376 |
Red Flags
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