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Brady T. Lawrence
RCM WEALTH ADVISORS
Crown Point, IN 46307
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CRD#: 7673592
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Professional summary
Brady Thomas Lawrence is a registered financial advisor currently at RCM WEALTH ADVISORS located in Crown Point, Indiana.
Brady is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Brady has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) - RCM Ag Services - Chicago IL - Investment Related - Ag Market Specialist - Commodities hedging - 01/2019 - 160 hours per month, 120 during trading hours - Customer relations and research, trade support, back office support (2) - Strategic Trading Advisors - Franklin TN - Investment Related - Commodities hedging - Ag Market Specialist - 01/2016 - 60 hours per month, 50 during trading hours - Customer relations, research distribution, support
CRS (Client Relationship Summary) - RIA
Click below to view Brady Thomas Lawrence's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 14, 2022 - Present
RCM WEALTH ADVISORS
Office #1: 123 N Main St. Suite 203, Crown Point, IN 46307RIA
CRD#: 153641
Crown Point, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RCM WEALTH ADVISORS
KNOW YOUR OPTIONS INC. | RCM WEALTH MANAGEMENT | RCM WEALTH ADVISORS | RCM PRIVATE CLIENT | RCM CORPORATE BENEFITS | RCM ACCESS | KNOW YOUR OPTIONS LLC
CRD#: 153641 / SEC#: 801-92177
RIA
Registered Investment Advisory firm - (4/20/2015 Approved)California
Registered Investment Advisory firm - (5/22/2015 Terminated)Illinois
Registered Investment Advisory firm - (4/22/2015 Terminated)Indiana
Registered Investment Advisory firm - (4/22/2015 Terminated)New York
Registered Investment Advisory firm - (4/22/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(12/14/2022)
IAR
Indiana(12/14/2022)
Current Firm
RW
RCM WEALTH ADVISORS
KNOW YOUR OPTIONS INC. | RCM WEALTH MANAGEMENT | RCM WEALTH ADVISORS | RCM PRIVATE CLIENT | RCM CORPORATE BENEFITS | RCM ACCESS | KNOW YOUR OPTIONS LLC
CRD#: 153641 / SEC#: 801-92177
RIA
Registered Investment Advisory firm - (4/20/2015 Approved)California
Registered Investment Advisory firm - (5/22/2015 Terminated)Illinois
Registered Investment Advisory firm - (4/22/2015 Terminated)Indiana
Registered Investment Advisory firm - (4/22/2015 Terminated)New York
Registered Investment Advisory firm - (4/22/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
318 W Adams St 10th Floor, Chicago, IL 60606
Mailing Address
Phone number
(866) 903-1822
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 941 |
| AUM (Assets Under Management) | $ 324,000,000 |
Red Flags
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Company Information
RCM WEALTH ADVISORS
CRD#: 153641Crown Point, IN 46307TRUST BUT VERIFY
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