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SR

Stephanie M. Rose

ARROW FINANCIAL GROUP
Farmington Hills, MI 48334
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CRD#: 7673313
SR

Professional summary


Stephanie Marie Rose, who also goes by Stephanie Rose, Stephanie Rose-goodmen, is a registered financial advisor currently at ARROW FINANCIAL GROUP located in Farmington Hills, Michigan and OSAIC WEALTH, INC. located in Farmington Hills, Michigan.

Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Stephanie has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Stephanie Rose | Stephanie Rose-Goodmen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Stephanie Marie Rose's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 10, 2026 - Present

ARROW FINANCIAL GROUP

Office #1: 31800 Northwestern Highway Suite 300, Farmington Hills, MI 48334
RIA
CRD#: 119423
Farmington Hills, MI
Current

May 14, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 31800 Northwestern Hwy Suite 300, Farmington Hills, MI 48334
RIA
BD
CRD#: 23131
Farmington Hills, MI
Past

November 18, 2025 - May 20, 2026

OSAIC WEALTH, INC.

RIA
CRD#: 23131
SCOTTSDALE, AZ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(11/18/2025)
IAR
Michigan
(5/10/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/17/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/14/2025
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AF
ARROW FINANCIAL GROUP
ARROW FINANCIAL GROUP | THE 401K FIXERS | DO-IT-YOURSELF RETIREMENT PLANNING | ARROW INVESTMENT MANAGEMENT, LLC | ARROW INVESTMENT MANAGEMENT | ARROW FINANCIAL SOLUTIONS, PLC

CRD#: 119423 / SEC#:

Michigan
Registered Investment Advisory firm - (2/10/2004 Approved)
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Contact information


Main Address
31800 Northwestern Highway Suite 300, Farmington Hills, MI 48334
Mailing Address
Phone number
(248) 918-4900
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts25
AUM (Assets Under Management)$ 22,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARROW FINANCIAL GROUP

CRD#: 119423Farmington Hills, MI 48334

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