Sanjiv R. Malkan
Professional summary
Sanjiv Rasikchandra Malkan, who also goes by Sanjiv Rasikchandra Malkan, Sanjiv Malkan, is a registered financial advisor currently at PEACOCK FINANCIAL, LLC located in Broomfield, Colorado.
Sanjiv is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Sanjiv has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sanjiv Rasikchandra Malkan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2026 - Present
PEACOCK FINANCIAL, LLC
December 4, 2024 - January 6, 2025
MML INVESTORS SERVICES, LLC
December 3, 2024 - January 6, 2025
MML INVESTORS SERVICES, LLC
March 24, 2023 - March 6, 2024
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/4/2026)
Exams
Series 7TO
Date: 3/24/2023
General Securities Representative ExaminationCurrent Firm
PEACOCK FINANCIAL, LLC
CRD#: 334541 / SEC#:
Contact information
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