OG
Omar Garcia
VALTRION CAPITAL MANAGEMENT
Studio City, CA
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CRD#: 7672346
OG
Professional summary
Omar Garcia is a registered financial advisor currently at VALTRION CAPITAL MANAGEMENT, LLC located in Studio City, California.
Omar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Omar has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Omar Garcia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2022 - Present
VALTRION CAPITAL MANAGEMENT, LLC
RIA
CRD#: 318048
Studio City, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VALTRION CAPITAL MANAGEMENT, LLC
REAL TALK CAPITAL, LLC | VALTRION CAPITAL MANAGEMENT, LLC
CRD#: 318048 / SEC#: 801-130820
RIA
Registered Investment Advisory firm - (8/26/2024 Approved)Arizona
Registered Investment Advisory firm - (9/9/2024 Terminated)California
Registered Investment Advisory firm - (10/9/2024 Terminated)Florida
Registered Investment Advisory firm - (9/9/2024 Terminated)Tennessee
Registered Investment Advisory firm - (9/10/2024 Terminated)Texas
Registered Investment Advisory firm - (9/9/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/9/2022)
Exams
Current Firm
VC
VALTRION CAPITAL MANAGEMENT, LLC
REAL TALK CAPITAL, LLC | VALTRION CAPITAL MANAGEMENT, LLC
CRD#: 318048 / SEC#: 801-130820
RIA
Registered Investment Advisory firm - (8/26/2024 Approved)Arizona
Registered Investment Advisory firm - (9/9/2024 Terminated)California
Registered Investment Advisory firm - (10/9/2024 Terminated)Florida
Registered Investment Advisory firm - (9/9/2024 Terminated)Tennessee
Registered Investment Advisory firm - (9/10/2024 Terminated)Texas
Registered Investment Advisory firm - (9/9/2024 Terminated)PREMIUM
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Contact information
Main Address
701 Cool Springs Blvd Suite 340, Franklin, TN 37067
Mailing Address
Phone number
(833) 856-2088
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 351 |
| AUM (Assets Under Management) | $ 143,588,939 |
Red Flags
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