IB
Ian E. Boccaccio
RYAN TAX CAPITAL
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 7671796
IB
Professional summary
Ian Emerson Boccaccio, who also goes by Ian Boccaccio, is a registered financial professional currently at RYAN TAX CAPITAL, LLC located in New York, New York.
Ian is registered as a RR (Registered Representative) and started their career in finance in 2024. Ian has worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ian Boccaccio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ian Emerson Boccaccio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 8, 2024 - Present
RYAN TAX CAPITAL, LLC
Office #1: One Rockefeller Plaza 20th Floor, New York, NY, 10020BD
CRD#: 321878
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/17/2024)
RR
Arizona(5/9/2024)
RR
Arkansas(7/3/2024)
RR
California(5/7/2024)
RR
Colorado(5/30/2024)
RR
Connecticut(4/16/2024)
RR
Delaware(5/20/2024)
RR
District of Columbia(9/19/2024)
RR
Florida(9/4/2024)
RR
Georgia(5/10/2024)
RR
Hawaii(11/13/2024)
RR
Idaho(5/6/2024)
RR
Illinois(9/6/2024)
RR
Indiana(9/18/2024)
RR
Iowa(5/20/2024)
RR
Kansas(5/22/2024)
RR
Kentucky(7/2/2024)
RR
Louisiana(5/1/2024)
RR
Maine(7/9/2024)
RR
Maryland(6/3/2024)
RR
Massachusetts(6/24/2024)
RR
Michigan(5/2/2024)
RR
Minnesota(5/3/2024)
RR
Mississippi(5/14/2024)
RR
Missouri(7/24/2024)
RR
Nebraska(4/24/2024)
RR
Nevada(6/5/2024)
RR
New Hampshire(9/5/2024)
RR
New Jersey(4/17/2024)
RR
New Mexico(9/14/2024)
RR
New York(4/12/2024)
RR
North Carolina(5/10/2024)
RR
Ohio(5/2/2024)
RR
Oklahoma(4/25/2024)
RR
Oregon(6/13/2024)
RR
Pennsylvania(6/7/2024)
RR
Puerto Rico(3/11/2025)
RR
South Carolina(4/22/2024)
RR
Texas(6/12/2024)
RR
Virginia(8/17/2024)
RR
Washington(5/8/2024)
RR
West Virginia(6/17/2024)
RR
Wisconsin(5/6/2024)
RR
Wyoming(9/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 3/12/2025
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 2/8/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RT
RYAN TAX CAPITAL, LLC
RYAN BROKERAGE SERVICES, LLC | RYAN TAX CAPITAL, LLC | RYAN TAX CAPITAL
CRD#: 321878 / SEC#: , 8-71024
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
One Rockefeller Plaza 20th Floor, New York, NY, 10020
Mailing Address
One Rockefeller Plaza 20th Floor, New York, NY, 10020
Phone number
(212) 871-3901
Established
Delaware since 04/18/2022
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (44 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
