Coleman Shwayder

7TWO

DENVER, CO 80206

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CRD#: 7671383

Professional summary

Coleman Shwayder, who also goes by Cole Shwayder, is a registered financial advisor currently at 7TWO located in Denver, Colorado.

Coleman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Coleman has worked at 3 firms and has passed the Series 66, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cole Shwayder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Coleman Shwayder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2025 - Present

7TWO

Office #1: 100 Fillmore Street 5th Floor, Denver, CO 80206

RIA

CRD#: 328900

DENVER, CO

Past

August 13, 2024 - September 5, 2025

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LA JOLLA, CA

Past

March 18, 2024 - September 5, 2025

MML INVESTORS SERVICES, LLC

CRD#: 10409

LA JOLLA, CA

Past

April 21, 2023 - December 31, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

San Diego, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

7TWO

CRD#: 328900 / SEC#: 801-129353

RIA

Registered Investment Advisory firm - (1/17/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/3/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/17/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 4/21/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 4/17/2023

Securities Industry Essentials Examination

Current Firm

7TWO

CRD#: 328900 / SEC#: 801-129353

RIA

Registered Investment Advisory firm - (1/17/2024 Approved)

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Contact information

Main Address

100 Fillmore Street 5th Floor, Denver, CO 80206

Mailing Address

Phone number

(720) 477-7274

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (6/10/2025)

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 142,280,777

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Coleman Shwayder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Coleman Shwayder's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

7TWO

State Registrations and Notice Filings

Exams

Series 66

Date: 8/3/2024

Series 7TO

Date: 6/17/2024

Series 6TO

Date: 4/21/2023

SIE

Date: 4/17/2023

Current Firm

7TWO

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

7TWO

TRUST BUT VERIFY

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