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DF

Daniel T. Futral

AE FINANCIAL SERVICES
MARIETTA, GA 30062
Some features on this profile are disabled
CRD#: 7670886
DF
Daniel Toby FutralAE FINANCIAL SERVICES

Professional summary

Daniel Toby Futral is a registered financial professional currently at AE FINANCIAL SERVICES, LLC located in Marietta, Georgia.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2023. Daniel has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Toby Futral's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 9, 2026 - Present

AE FINANCIAL SERVICES, LLC

Office #1: 1970 Roswell Rd #205, Marietta, GA 30062
BD
CRD#: 298608
MARIETTA, GA
Past

December 23, 2024 - June 26, 2026

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
Marietta, GA
Past

August 20, 2024 - June 26, 2026

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

July 13, 2023 - July 5, 2024

NYLIFE SECURITIES LLC

BD
CRD#: 5167
Alpharetta, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/9/2026)
RR
Georgia
(7/9/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/19/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/21/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/16/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 7/13/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/13/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AF
AE FINANCIAL SERVICES, LLC
AE FINANCIAL SERVICES, LLC

CRD#: 298608 / SEC#: , 8-70214

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Phone number
(866) 363-9595
Established
Kansas since 08/14/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AE FS HOLDINGS, LLCOWNER
CALLANAN, DAVID JAMESCHIEF EXECUTIVE OFFICER4237166
GOCHENOUR, JOLENE KAYFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER6728358
PIERSON, MELISSA KAYCHIEF COMPLIANCE OFFICER1685017
SCHOLZ, SHAWNPRESIDENT2891167
WOLFE, DAVID ROBBGENERAL COUNSEL AND SECRETARY6603373

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AE FINANCIAL SERVICES, LLC

CRD#: 298608Marietta, GA 30062

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