Victoria A. Jovanovic

SAWSTON WEALTH MANAGEMENT LLC

Olympia, WA 98502

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CRD#: 7670044

Professional summary

Victoria A Jovanovic, who also goes by VIctoria A Gregory, is a registered financial advisor currently at SAWSTON WEALTH MANAGEMENT LLC located in Olympia, Washington.

Victoria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Victoria has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Victoria A Gregory

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victoria A Jovanovic's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2022 - Present

SAWSTON WEALTH MANAGEMENT LLC

Office #1: 2010 Caton Way Sw Suite 204, Olympia, WA 98502

RIA

CRD#: 281222

Olympia, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(12/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2022

Uniform Investment Adviser Law Examination

Current Firm

SAWSTON WEALTH MANAGEMENT LLC

SAWSTON WEALTH MANAGEMENT LLC | SAWSTON WEALTH MANAGEMENT, LLC

CRD#: 281222 / SEC#:

North Carolina

Registered Investment Advisory firm - (11/17/2022 Terminated)

Washington

Registered Investment Advisory firm - (10/8/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2010 Caton Way Sw Suite 204, Olympia, WA 98502

Mailing Address

Phone number

(360) 464-2025

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	202
AUM (Assets Under Management)	$ 34,881,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Victoria A. Jovanovic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victoria A Jovanovic's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAWSTON WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2022

Current Firm

SAWSTON WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAWSTON WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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