GM
Garrett D. Malmo
AE WEALTH MANAGEMENT
Freeland, MI 48623
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CRD#: 7669798
GM
Professional summary
Garrett Daniel Malmo is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Freeland, Michigan.
Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Garrett has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) McIntosh & Associates, Inc; Yes Investment Related; 8282 Midland Rd. Freeland, MI 48623; Insurance Sales; POSITION Financial Advisor; START DATE: 12/2023; Approx. 160 hours a month; Approx. 160 hours during trading; Insurance Sales and Services. 2.) Michigan Youth Basketball; Investment Related: No; 8400 Ohern Rd, Saginaw MI 48609; It is a youth basketball league on Saturday's; League Director; Start Date 10/2024; Approx hours per month: 35; Approx hours during trading: 00; I will be running the league to make sure games run smoothly and be the point of contact for coaches 3.) Estate planning document services, 8282 Midland Rd., Freeland, Michigan 48623, Investment Related: No, Position: Facilitator, Duties: Introduce, coordinate, and provide access to platform for clients to prepare estate planning documents, Start Date: 09/2025, Approx hours per month: 00, Hours during trading: 00.
CRS (Client Relationship Summary) - RIA
Click below to view Garrett Daniel Malmo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 18, 2023 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 8282 Midland Rd., Freeland, MI 48623RIA
CRD#: 282580
Freeland, MI
Past
April 11, 2023 - November 15, 2023
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
TROY, MI
Past
March 11, 2023 - November 15, 2023
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
TROY, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(12/18/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/10/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Freeland, MI 48623TRUST BUT VERIFY
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