Karen Sullivan
Professional Summary
Karen Sullivan, who also goes by Karen Louise Sullivan, is a registered financial advisor currently at FORTIS CAPITAL ADVISORS, LLC located in Hingham, Massachusetts. Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Karen has worked at 3 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Karen Louise Sullivan
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN WEALTH MANAGEMENT, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | THE KMB GROUP | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RIOGA CAPITAL LLC | RAPPS & ASSOCIATES | PROBITAS PLANNING LLC | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | MOUNTAIN FINANCIAL CAPITAL | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GORTON & COMPANY P.C. | GENERATIONS WEALTH PARTNERS | GC WEALTH MANAGEMENT, LLC | FORTIS CAPITAL ASSET MANAGEMENT | FORTIS CAPITAL ADVISORS, LLC | FORTIFY, LLC | FERN BRIDGE ADVISORS | DEFIANT FINANCIAL SERVICES, LLC | DAK FINANCIAL SERVICES, LLC | CORETACTIC STRATEGIES | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BESPOKE PRIVATE WEALTH | BE INVESTMENT MANAGEMENT | BANYAN GLOBAL INVESTMENT ADVISORS, LLC | AWS WEALTH MANAGEMENT | ASPEN CAPITAL MANAGEMENT, LLC
Contact Information
Main Address
7301 Mission Road Suite 326, Prairie Village, KS 66208Phone Number
(913) 222-8862# of Employees
68SEC notice filing (37 States and Territories)
Registered to provide investment advisory services in 37 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
4,475AUM (Assets Under Management)
$1,615,575,526Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN WEALTH MANAGEMENT, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | THE KMB GROUP | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RIOGA CAPITAL LLC | RAPPS & ASSOCIATES | PROBITAS PLANNING LLC | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | MOUNTAIN FINANCIAL CAPITAL | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GORTON & COMPANY P.C. | GENERATIONS WEALTH PARTNERS | GC WEALTH MANAGEMENT, LLC | FORTIS CAPITAL ASSET MANAGEMENT | FORTIS CAPITAL ADVISORS, LLC | FORTIFY, LLC | FERN BRIDGE ADVISORS | DEFIANT FINANCIAL SERVICES, LLC | DAK FINANCIAL SERVICES, LLC | CORETACTIC STRATEGIES | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BESPOKE PRIVATE WEALTH | BE INVESTMENT MANAGEMENT | BANYAN GLOBAL INVESTMENT ADVISORS, LLC | AWS WEALTH MANAGEMENT | ASPEN CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
(1/2/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Karen Sullivan's CRS (Customer Relationship Summary).
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