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FG

Frank J. Garafalo

EDEN CAPITAL MANAGEMENT LLC
New York, NY 10019
Some features on this profile are disabled
CRD#: 7668390
FG

Professional summary

Frank J. Garafalo is a registered financial advisor currently at EDEN CAPITAL MANAGEMENT LLC located in New York, New York.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Frank has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 10/2020 Littera Education https://www.litteraeducation.com/ ; K-12 Education and Tutoring and a tutor management platform; Board Member ; Non Investment Related; 2 Hours a month/ 1 hour a month during trading hours; provide strategic oversight and compliance related support

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank J. Garafalo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2023 - Present

EDEN CAPITAL MANAGEMENT LLC

Office #1: 712 Fifth Avenue 27th Floor, New York, NY 10019
RIA
CRD#: 290418
New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
EDEN CAPITAL MANAGEMENT LLC
EDEN CAPITAL MANAGEMENT LLC

CRD#: 290418 / SEC#: 801-112179

RIA
Registered Investment Advisory firm - (12/14/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(6/8/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/8/2023
Uniform Investment Adviser Law Examination

Current Firm

EC
EDEN CAPITAL MANAGEMENT LLC
EDEN CAPITAL MANAGEMENT LLC

CRD#: 290418 / SEC#: 801-112179

RIA
Registered Investment Advisory firm - (12/14/2017 Approved)
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Contact information

Main Address
712 Fifth Avenue 27th Floor, New York, NY 10019
Mailing Address
Phone number
(212) 588-9000
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

EDEN CAPITAL MANAGEMENT LLC ADV BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts18
AUM (Assets Under Management)$ 359,599,933

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EDEN CAPITAL MANAGEMENT LLC

CRD#: 290418New York, NY 10019

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