LG
Lucas D. Gagne
AFFINITY INVESTMENT GROUP
Exeter, NH 03833
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CRD#: 7668327
LG
Professional summary
Lucas David Gagne is a registered financial advisor currently at AFFINITY INVESTMENT GROUP, LLC located in Exeter, New Hampshire.
Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Lucas has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent Insurance Agent; not investment-related; started 05/2022; approximately 5% to 10% of time is spent on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lucas David Gagne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2022 - Present
AFFINITY INVESTMENT GROUP, LLC
Office #1: 18 Hampton Road Unit 7, Exeter, NH 03833Office #2: 3 Executive Park Drive, Bedford, NH 03110Office #3: 55 Hall Street, Concord, NH 03302Office #4: 800 Turnpike St. #300 Jefferson Office Park, North Andover, MA 01845Office #5: 20 Trafaglar Square, Nashua, NH 03063RIA
CRD#: 117191
Exeter, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
AFFINITY INVESTMENT GROUP, LLC
AFFINITY INVESTMENT GROUP, LLC
CRD#: 117191 / SEC#: 801-61181
RIA
Registered Investment Advisory firm - (5/17/2002 Approved)Maine
Registered Investment Advisory firm - (6/24/2002 Terminated)Massachusetts
Registered Investment Advisory firm - (5/29/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (5/22/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(1/31/2023)
IAR
New Hampshire(11/29/2022)
IAR
Texas(9/19/2024)
Current Firm
AI
AFFINITY INVESTMENT GROUP, LLC
AFFINITY INVESTMENT GROUP, LLC
CRD#: 117191 / SEC#: 801-61181
RIA
Registered Investment Advisory firm - (5/17/2002 Approved)Maine
Registered Investment Advisory firm - (6/24/2002 Terminated)Massachusetts
Registered Investment Advisory firm - (5/29/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (5/22/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18 Hampton Road Unit 7, Exeter, NH 03833
Mailing Address
Phone number
(603) 778-6436
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,550 |
| AUM (Assets Under Management) | $ 515,273,568 |
Red Flags
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Company Information
AFFINITY INVESTMENT GROUP, LLC
CRD#: 117191Exeter, NH 03833TRUST BUT VERIFY
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