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SY

Sophie Y. Yoon

CRUX CAPITAL SECURITIES
New York, NY 10003
Some features on this profile are disabled
CRD#: 7667583
SY
Sophie Yebin YoonCRUX CAPITAL SECURITIES

Professional summary

Sophie Yebin Yoon, who also goes by Ye Bin Yoon, is a registered financial professional currently at CRUX CAPITAL SECURITIES, LLC located in New York, New York.

Sophie is registered as a RR (Registered Representative) and started their career in finance in 2023. Sophie has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

Aliases

Ye Bin Yoon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sophie Yebin Yoon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 18, 2026 - Present

CRUX CAPITAL SECURITIES, LLC

Office #1: 809 Broadway 5th Floor, New York, NY 10003
BD
CRD#: 336464
New York, NY
Past

February 17, 2023 - May 22, 2026

CRC-IB

BD
CRD#: 158736
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/18/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/24/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/17/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CRUX CAPITAL SECURITIES, LLC
CRUX CAPITAL SECURITIES, LLC

CRD#: 336464 / SEC#: , 8-71382

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
19 Morris Avenue, Brooklyn, NY 11205
Mailing Address
19 Morris Avenue, Brooklyn, NY 11205
Phone number
(347) 525-5779
Established
Delaware since 04/28/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
CRUX CAPITAL SECURITIES HOLDINGS, LLCSOLE MEMBER
BROWN, SCOTT LESLIEFINOP6694802
CHUNG MCLEAN, YONETTECEO4384662
NICKS, BRENT PATRICKCCO4067773

Red Flags

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Company Information

CRUX CAPITAL SECURITIES, LLC

CRD#: 336464New York, NY 10003

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